Drake Capital Advisors Llc
- Regulatory AUM
- $713M
- Discretionary
- $713M
- Clients
- 4
- Avg AUM / client
- $178M
- Accounts
- 9
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 11, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 4 | $286M | 40.1% |
| Corporations and other businesses | Fewer than 5 clients | $159M | 22.2% |
| Other | Fewer than 5 clients | $268M | 37.6% |
Private funds (2)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $439M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Drake Capital Partners, L.P. master | Hedge Fund | Delaware | $350M | 72 |
| Drake Capital Partners Ii, L.P. master | Hedge Fund | Delaware | $90.0M | 19 |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Macfarlane, David, Bruce | Managing Member And Managing Director | Mar 2001 (25y) | 75% or more | |
| Gustin, Ray | Member, Managing Director, And Chief Compliance Officer | Mar 2003 (23y) | 10% – 25% | |
| Chen, Kuo Chan | Chief Financial Officer | Jan 2023 (4y) | Less than 5% |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (2, $439M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Drake Capital Partners, L.P. | Hedge Fund | $350M | $1.0M | 72 |
| Drake Capital Partners Ii, L.P. | Hedge Fund | $90.0M | $500K | 19 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/11/2026 | 1.32 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
- • Other fees
- • PERFORMANCE-BASED ALLOCATIONS
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 11, 2026.
View current Form ADV (SEC/IAPD) ↗