Wealth Management Nebraska Llc
SEC-registered
Institutional / Pension Advisor · Mid-sized ($1B–$10B)
CRD 137080
· SEC file 801-65977
· Norfolk, NE
· 403BPLAN.NET
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ADV data as of Aug 03, 2026
- Regulatory AUM
- $3.7B
- Discretionary
- $3.7B
- Clients
- 4,751
- Avg AUM / client
- $781K
- Accounts
- 4,751
- Employees
- 61
AUM over time
$259M
$3.7B
Mar 28, 2012
Aug 3, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Aug 03, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 3,710 | $849M | 22.9% |
| High net worth individuals | 1,021 | $872M | 23.5% |
| Pension and profit sharing plans | 1 | $2.0B | 53.0% |
| Charitable organizations | 7 | $13.9M | 0.37% |
| State or municipal government entities | 1 | $421K | 0.01% |
| Corporations and other businesses | 11 | $7.2M | 0.2% |
People (48)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jared Matthew Faltys | Co Chief Executive Officer | Apr 2006 (20y) | Less than 5% | |
| Brozek, Nancy, Jo | Co Chief Executive Officer | Jan 2009 (18y) | Less than 5% | |
| Nathan Aubrey Raabe | Chief Compliance Officer | Jul 2015 (11y) | Less than 5% | |
| Gary Breneman | Registered representative | Mar 2006 (20y) | ||
| Corey David Breneman | Registered representative | Apr 2006 (20y) | ||
| Norbert Gonzales | Registered representative | Feb 2007 (19y) | ||
| Phillip D Maltzahn | Registered representative | Personal Financial Specialist | Oct 2007 (19y) | |
| Terry Thomas Galloway | Registered representative | Oct 2007 (19y) | ||
| Marcy Jean Luth | Registered representative | Nov 2007 (19y) | ||
| Robert Dean Almquist | Registered representative | Dec 2007 (19y) | ||
| Mark Edward Clark | Registered representative | Nov 2008 (18y) | ||
| Christine Ranae Shenk | Registered representative | Jan 2009 (18y) | ||
| Timothy Allan Vaughn | Registered representative | Jan 2009 (18y) | ||
| Ryan Lyle Burger | Registered representative | Feb 2009 (17y) | ||
| Regan Lee Else | Registered representative | Jan 2011 (16y) | ||
| Jay Malik | Registered representative | Nov 2011 (15y) | ||
| Joseph Patrick Stump | Registered representative | Personal Financial Specialist | Nov 2012 (14y) | |
| Francesco Fiore | Registered representative | Jun 2014 (12y) | ||
| Suping Yang | Registered representative | Personal Financial Specialist | Aug 2014 (12y) | |
| Kyle Reed Overturf | Registered representative | Personal Financial Specialist | Jan 2015 (12y) | |
| Joshua A Kegley | Registered representative | Jul 2015 (11y) | ||
| Jamie Lynn Clemans | Registered representative | Personal Financial Specialist | Feb 2016 (10y) | |
| Barbara Ann Harmon | Registered representative | Jun 2016 (10y) | ||
| John Jeb Williamson | Registered representative | Aug 2017 (9y) | ||
| Charles Zelig Tzinberg | Registered representative | Nov 2017 (9y) | ||
| Ryan C Anderson | Registered representative | Dec 2017 (9y) | ||
| Kaylynn H Dalebout | Registered representative | Personal Financial Specialist | Jan 2019 (8y) | |
| James Curtis Curran | Registered representative | Personal Financial Specialist | Sep 2019 (7y) | |
| Jeanna Marie Stephens | Registered representative | Sep 2019 (7y) | ||
| David Patrick Smith | Registered representative | Dec 2019 (7y) | ||
| Daniel Taylor Rice | Registered representative | Jan 2021 (6y) | ||
| Kristy Lee Hight | Registered representative | Jan 2021 (6y) | ||
| Charles Andrew Castle | Registered representative | Feb 2021 (5y) | ||
| Thomas Joseph Pohlen | Registered representative | Jun 2021 (5y) | ||
| Sarah Elizabeth Berry | Registered representative | Sep 2021 (5y) | ||
| Taralynn Rachelle Richtig | Registered representative | Oct 2021 (5y) | ||
| Corey Michael Cooney | Registered representative | Jan 2023 (4y) | ||
| Kordell William Glause | Registered representative | Nov 2023 (3y) | ||
| Mark B Haynes | Registered representative | Jan 2024 (3y) | ||
| Nathaniel Spencer Burt | Registered representative | Personal Financial Specialist | Jan 2024 (3y) | |
| Tracy Anne Cannon | Registered representative | Jul 2024 (2y) | ||
| Jason Craig Eger | Registered representative | Jan 2025 (2y) | ||
| Anthony Fiore | Registered representative | Jan 2026 (1y) | ||
| Barry Ira Horowitz | Registered representative | Jan 2026 (1y) | ||
| Ethan Richard Later | Registered representative | Jan 2026 (1y) | ||
| Ryan James Bourlier | Registered representative | Jan 2026 (1y) | ||
| Jesse Elias Skelton | Registered representative | Jan 2026 (1y) | ||
| Hugo Cesar Sanchez | Registered representative | Mar 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Integrity Wealth, Llc | Member | Jun 2024 | A | 75% or more |
| Integrity Marketing Partners, Llc | Indirect Owner | Jun 2024 | B | ≈ 56.25% – 100% via Integrity Wealth, Llc |
| Integrity Marketing Acquisition, Llc | Indirect Owner | Sep 2021 | B | ≈ 42.19% – 100% via Integrity Marketing Partners, Llc |
| Integrity Marketing Intermediate, Llc | Indirect Owner | Sep 2021 | B | ≈ 31.64% – 100% via Integrity Marketing Acquisition, Llc |
| Integrity Marketing Parent, Llc | Indirect Owner | Sep 2021 | B | ≈ 23.73% – 100% via Integrity Marketing Intermediate, Llc |
| Integrity, Llc | Indirect Owner | Sep 2021 | B | ≈ 17.8% – 100% via Integrity Marketing Parent, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Integrity Marketing Partners, Llc: 75% – 100% of Integrity Wealth, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Integrity Marketing Acquisition, Llc: 75% – 100% of Integrity Marketing Partners, Llc × 75% – 100% of Integrity Wealth, Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Integrity Marketing Intermediate, Llc: 75% – 100% of Integrity Marketing Acquisition, Llc × 75% – 100% of Integrity Marketing Partners, Llc × 75% – 100% of Integrity Wealth, Llc × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Integrity Marketing Parent, Llc: 75% – 100% of Integrity Marketing Intermediate, Llc × 75% – 100% of Integrity Marketing Acquisition, Llc × 75% – 100% of Integrity Marketing Partners, Llc × 75% – 100% of Integrity Wealth, Llc × 75% – 100% direct ≈ 23.73% – 100% of the firm
- Integrity, Llc: 75% – 100% of Integrity Marketing Parent, Llc × 75% – 100% of Integrity Marketing Intermediate, Llc × 75% – 100% of Integrity Marketing Acquisition, Llc × 75% – 100% of Integrity Marketing Partners, Llc × 75% – 100% of Integrity Wealth, Llc × 75% – 100% direct ≈ 17.8% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/10/2026 | 1.3 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Regulatory · Item 11.D(2), 11.D(4)
as of Oct 04, 2024
Allegations: FAILURE TO TIMELY COMPLETE STATE NOTICE REGISTRATION, FILE REQUIRED STATE NOTICE FILINGS AND PAY ALL ASSOCIATED FEES IN THE STATE OF FLORIDA UPON MEETING DE MINIMIS REQUIREMENTS Status: Final Sanction Detail: TOTAL CIVIL PENALTY OF $8750.00. PAYMENT OF $5500.00 SETTLEMENT RECORDED PAID ON 2/13/2019 Summary: ACTION AROSE FROM ROUTINE EXAMINATION BY STATE OF FLORIDA REGULATORY AGENCY IN WHICH IT WAS DETERMINED THAT THE FIRM AND JAY MALIK FAILED TO TIMELY AMEND MR. MALIK'S INVESTMENT ADVISOR REPRESENTATIVE U-4 APPLICATION CONCERNING MATERIAL CHANGES OF MR. MALIK'S INVESTMENT ADVISORY ACTIVITY IN THE STATE OF FLORIDA.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $1.4B (37% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 03, 2026.
View current Form ADV (SEC/IAPD) ↗