AUMdb

Newport Wealth Advisors, Inc.

State-registered Insurance-Affiliated · Small ($100M–$1B) CRD 137159 · SEC file 801-130464 · Newport Beach, CA · WWW.NEWPORTWEALTHADVISORS.COM
☆ Save with Pro ADV data as of Apr 06, 2026
Regulatory AUM
$263M
Discretionary
$263M
Clients
1,193
Avg AUM / client
$220K
Accounts
1,193
Employees
8

AUM over time

$140M $263M
May 2024 Dec 2025

Annual snapshots from Form ADV filings · as of Apr 06, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 1,133 $190M 72.5%
High net worth individuals 60 $72.2M 27.5%

People (6)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Lawrence Michael Depaul Cco / Ceo Aug 2010 (16y) 50% – 75%
Surya Joshua Kane Metzler Cfo Aug 2010 (16y) 50% – 75%
Matthew Scott Smith Registered representative Jan 2018 (9y)
David Harlan Hatch Registered representative Aug 2019 (7y)
Mary Theresa Gibson Registered representative Dec 2022 (4y)
Brandon Michael Welch Registered representative CFP Jan 2025 (2y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 04/06/2026 1.19 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Educational seminars/workshops

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 06, 2026.

View current Form ADV (SEC/IAPD) ↗