Everest Financial Group Llc
- Regulatory AUM
- $1.0B
- Discretionary
- $989M
- Clients
- 1,940
- Avg AUM / client
- $517K
- Accounts
- 4,505
- Employees
- 12
AUM over time
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,590 | $381M | 38.0% |
| High net worth individuals | 350 | $622M | 62.0% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Emergency Physicians Professional Association Profit Sharing 401(k) Plan Emergency Physicians Professional Association | 2024 |
People (12)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Tai Hwee Stanley Diong | Member | Dec 2005 (21y) | 10% – 25% | |
| Tiow Dennis Chan | Vice President/Member | CFP | Dec 2005 (21y) | 10% – 25% |
| John William Mackimm | Member | Aug 2012 (14y) | 10% – 25% | |
| James Joseph Matejcek | President / Chief Compliance Officer | CFP | Jan 2014 (13y) | 10% – 25% |
| Nikolas Paul Wogstad | Member/Chief Financial Officer/Treasurer | Jan 2014 (13y) | 10% – 25% | |
| King Samuel Kearns | Registered representative | Feb 2008 (18y) | ||
| Douglas Miles Mock | Registered representative | CFP | Jan 2014 (13y) | |
| Connie Ann Van Ornum | Registered representative | Dec 2014 (12y) | ||
| Julieann Elizabeth Schroeder | Registered representative | CFP | Jan 2020 (7y) | |
| Joseph Norman Johnston | Registered representative | Oct 2021 (5y) | ||
| Paul W Muscat | Registered representative | CFP | Jun 2022 (4y) | |
| Christopher Ryan Kaufman | Registered representative | CFP | Mar 2026 (0y) |
Undisclosed: 0% – 50% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Emergency Physicians Professional Association Profit Sharing 401(k) Plan | Emergency Physicians Professional Association | 487 | $294M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.03 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • PERCENTAGE OF ASSETS UNDER MANAGEMENT WITH THIRD PARTY MANAGER
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $1.0B (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗