AUMdb

Pya Waltman Capital, Llc

SEC-registered Wealth Manager · Mid-sized ($1B–$10B) CRD 137283 · SEC file 801-64909 · Knoxville, TN · WWW.LINKEDIN.COM
☆ Save with Pro ADV data as of Mar 02, 2026
Regulatory AUM
$1.0B
Discretionary
$761M
Clients
424
Avg AUM / client
$2.4M
Accounts
1,528
Employees
17

AUM over time

$453M $1.0B
Feb 6, 2012 Mar 2, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 02, 2026

Investments (13F portfolio — 67 positions, $360,706,270)

13F period Mar 31, 2026
#IssuerClassValueShares% of 13F% of AUM
1 Berkshire Hathaway Inc Del CL B NEW $38,135,538 79,582 10.6% 3.79%
2 Post Hldgs Inc COM $32,545,655 329,210 9.02% 3.24%
3 T Rowe Price Etf Inc CAP APPRECIATION $29,637,173 832,739 8.22% 2.95%
4 Markel Group Inc COM $21,815,986 11,398 6.05% 2.17%
5 Alphabet Inc CAP STK CL A $21,472,148 74,670 5.95% 2.13%
6 Amazon Com Inc COM $20,661,038 99,203 5.73% 2.05%
7 Transdigm Group Inc COM $15,245,698 13,155 4.23% 1.52%
8 Danaher Corp Del COM $14,617,109 77,094 4.05% 1.45%
9 Heico Corp New CL A $13,179,609 62,436 3.65% 1.31%
10 S&P Global Inc COM $12,746,946 29,969 3.53% 1.27%
11 Roper Technologies Inc COM $11,422,234 32,279 3.17% 1.14%
12 Johnson & Johnson COM $10,127,057 41,430 2.81% 1.01%
13 Sprott Asset Management Lp PHYSICAL GOLD AN $9,127,391 191,270 2.53% 0.91%
14 Vanguard Scottsdale Fds INTER TERM TREAS $6,297,304 105,748 1.75% 0.63%
15 Amgen Inc COM $4,838,763 13,752 1.34% 0.48%
16 Pepsico Inc COM $4,795,462 30,881 1.33% 0.48%
17 Abbvie Inc COM $4,611,500 21,203 1.28% 0.46%
18 Texas Instrs Inc COM $4,540,158 23,386 1.26% 0.45%
19 Procter & Gamble Co COM $4,410,245 30,533 1.22% 0.44%
20 United Parcel Svcs Inc CL B $4,371,076 44,431 1.21% 0.43%
21 Fidelity Wise Origin Bitcoin SHS $3,851,003 65,238 1.07% 0.38%
22 Home Depot Inc COM $3,804,919 11,569 1.05% 0.38%
23 Chevron Corporation COM $3,655,741 17,669 1.01% 0.36%
24 Topbuild Cor COM $3,630,159 10,334 1.01% 0.36%
25 Broadcom Inc COM $3,586,007 11,586 0.99% 0.36%

Top 25 of 67 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 206 $65.7M 6.53%
High net worth individuals 192 $616M 61.2%
Pension and profit sharing plans 15 $133M 13.2%
Charitable organizations 8 $185M 18.4%
Corporations and other businesses 3 $6.5M 0.64%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
Protection Strategies, Inc. 401(k) Plan Protection Strategies, Inc. 2024
Gastrointestinal Associates, P.C. Retirement Plan Gastrointestinal Associates, P.C. 2024
Premier Surgical Associates, Pllc 401(k) Profit Sharing Plan Premier Surgical Associates, Pllc 2024

People (12)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Brown, Martin, Douglas Member Oct 2005 (21y) Less than 5%
Douglas Andrew Yoakley Member Oct 2005 (21y) 25% – 50%
Gheen, Gregory, Paul Member Oct 2005 (21y) Less than 5%
Jack William Waltman President, Member CFP Oct 2005 (21y) 25% – 50%
Eric E Foster Member CFP Jan 2007 (20y) 10% – 25%
Ott, Jessica, Lee Chief Compliance Officer Mar 2009 (17y) Less than 5%
Melissa Kesling Ballard Registered representative CFP Nov 2008 (18y)
Aaron Matthew Sams Registered representative CFA Mar 2011 (15y)
Austin Miller Koplan Registered representative Jun 2021 (5y)
Aaron Michael Nolan Registered representative CFP Jan 2022 (5y)
Claire Covey Kluth Registered representative CFP Feb 2024 (3y)
Caden Jason Mumford Registered representative CFP Mar 2026 (0y)

Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (3)

PlanSponsorParticipantsPlan assetsAs of
Protection Strategies, Inc. 401(k) Plan Protection Strategies, Inc. 302 $6.2M 01/01/2024
Gastrointestinal Associates, P.C. Retirement Plan Gastrointestinal Associates, P.C. 148 $25.7M 01/01/2024
Premier Surgical Associates, Pllc 401(k) Profit Sharing Plan Premier Surgical Associates, Pllc 169 $53.8M 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/02/2026 939 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees
  • Performance-based fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Pension consulting services
  • Selection of other advisers

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 02, 2026.

View current Form ADV (SEC/IAPD) ↗