Secura Financial, Llc
- Regulatory AUM
- $320M
- Discretionary
- $320M
- Clients
- 681
- Avg AUM / client
- $470K
- Accounts
- 1,242
- Employees
- 9
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 245 | $60.8M | 19.0% |
| High net worth individuals | 428 | $257M | 80.2% |
| Pension and profit sharing plans | 7 | $2.4M | 0.74% |
| Charitable organizations | 1 | $95.0K | 0.03% |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Harry Michael Barth | Member/Chief Compliance Officer | CFP Chartered Financial Consultant | Nov 1997 (29y) | 25% – 50% |
| Hatcher, Casey, Lee | Member | Nov 2019 (7y) | 5% – 10% | |
| Jason Douglas Stone | Managing Director/Member | CFP | Nov 2019 (7y) | 25% – 50% |
| Richard W Jackman | Member/Chief Investment Officer | CFP | Nov 2019 (7y) | 25% – 50% |
| Kraig Noel Strom | Registered representative | CFP Chartered Financial Consultant | May 2017 (9y) | |
| Dhillon Thomas Taylor | Registered representative | CFP | Jan 2020 (7y) | |
| Faramarz Amiri | Registered representative | Oct 2025 (1y) | ||
| Saul Abiel Palencia | Registered representative | Nov 2025 (1y) | ||
| Brent Lee Honea | Registered representative | Jan 2026 (1y) |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/05/2026 | 1.26 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • REFERRAL FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- LPL Financial $213M (67% of AUM) Jul 2026
- Charles Schwab & Co. $97.7M (31% of AUM) Jul 2026
- Lincoln Financial Group Trust Company, Inc. $9.2M (3% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 24, 2026.
View current Form ADV (SEC/IAPD) ↗