Beresh, Patrick Michael
- Regulatory AUM
- $117M
- Discretionary
- $117M
- Clients
- 120
- Avg AUM / client
- $976K
- Accounts
- 232
- Employees
- 1
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 18, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 61 | $15.3M | 13.0% |
| High net worth individuals | 53 | $97.2M | 82.9% |
| Pension and profit sharing plans | 3 | $3.9M | 3.29% |
| Corporations and other businesses | 3 | $882K | 0.75% |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Patrick Michael Beresh | Owner, Principal And Chief Compliance Officer | Nov 2005 (21y) | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/18/2026 | 1000 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: PMB ADVISORS ENTERED INTO A CONSENT ORDER WITH THE STATE OF CALIFORNIA DEPARTMENT OF FINANCIAL PROTECTION AND INNOVATION RELATED TO THE DEPARTMENT'S ALLEGATION THAT THREE TRADE ALLOCATION DECISIONS MADE BY PMB ADVISORS ON MAY 30, 2019 WERE UNFAIR TO 46 CLIENTS EXCLUDED FROM PARTICIPATION IN THE PROFITS OF THE TRADES AMOUNTING TO $192.39 EACH. PMB ADVISORS MADE THE BUSINESS DECISION TO ENTER INTO THE CONSENT ORDER WITHOUT ADMITTING OR DENYING ANY UNFAIRNESS IN ITS TRADE ALLOCATION PRACTICES. Status: Final Sanction Detail: PENALTY OF $10,000 PAID 6/4/2021; PAYMENTS $192.39/EACH TO 46 CLIENTS MADE 6/4/2021. Summary: THE REGULATORY ACTION WAS CONCLUDED ON 5/24/2021 WHEN PMB ADVISORS ENTERED INTO A CONSENT ORDER WITH THE STATE OF CALIFORNIA DEPARTMENT OF FINANCIAL PROTECTION AND INNOVATION WITHOUT ADMITTING OR DENYING ANY UNFAIRNESS IN ITS TRADE ALLOCATION PRACTICES. PAYMENTS OF $192.39 EACH WERE PAID TO 46 CLIENTS 6/4/2021). PMB ADVISORS PAID A $10,000 PENALTY ON 6/4/2021.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Commissions
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- TD Ameritrade $123M (100% of AUM) Sep 2021
- LPL Financial $117M (100% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 18, 2026.
View current Form ADV (SEC/IAPD) ↗