Riva Ridge Capital Management Lp
- Regulatory AUM
- $758M
- Discretionary
- $758M
- Clients
- 11
- Avg AUM / client
- $68.9M
- Accounts
- 11
- Employees
- 8
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 29, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 9 | $710M | 93.8% |
| Corporations and other businesses | 2 | $47.2M | 6.23% |
Private funds (4)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $569M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Riva Ridge Master Fund, Ltd. master | Hedge Fund | Cayman Islands | $426M | 76 |
| Gandy Capital Lp | Hedge Fund | Delaware | $125M | 33 |
| Riva Pronto Master Fund, Lp master | Hedge Fund | Cayman Islands | $9.5M | 1 |
| Hornsilver Llc master | Hedge Fund | Delaware | $9.3M | 22 |
People (4)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Golden, Stephen, Harris | Managing Member | Feb 2003 (24y) | 75% or more | |
| Shim, James, (Nmn) | Founding Partner And Senior Advisor, Limited Partner | Feb 2003 (24y) | Less than 5% | |
| Parks, Dennis, Evan | Cfo, Cco | Jun 2003 (23y) | Less than 5% | |
| Finelli, Peter, Thomas | Managing Partner And Portfolio Manager, Limited Partner | Jan 2015 (12y) | ≈ 2.5% – 12.5% via Riva Ridge Gp Llc |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Riva Ridge Gp Llc | General Partner | Apr 2003 | A | 10% – 25% |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Finelli, Peter, Thomas: 25% – 50% of Riva Ridge Gp Llc × 10% – 25% direct ≈ 2.5% – 12.5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (4, $569M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Riva Ridge Master Fund, Ltd. | Hedge Fund | $426M | $1.0M | 76 |
| Gandy Capital Lp | Hedge Fund | $125M | $0 | 33 |
| Riva Pronto Master Fund, Lp | Hedge Fund | $9.5M | $1.0M | 1 |
| Hornsilver Llc | Hedge Fund | $9.3M | $100K | 22 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/29/2026 | 2.26 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
- • Other services
Custody
Reported custodians
- State Street $1.4M (0% of AUM) Mar 2018
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 29, 2026.
View current Form ADV (SEC/IAPD) ↗