Gates Capital Management, Inc.
- Regulatory AUM
- $3.3B
- Discretionary
- $3.3B
- Clients
- 4
- Avg AUM / client
- $814M
- Accounts
- 4
- Employees
- 14
AUM over time
Annual snapshots from Form ADV filings · as of Mar 12, 2026
Investments (13F portfolio — 34 positions, $3,660,037,289)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Select Sector Spdr Tr | STATE STREET IND | $390,011,895 | 2,411,500 | 10.7% | 12.0% |
| 2 | Select Sector Spdr Tr | STATE STREET MAT | $202,378,500 | 4,050,000 | 5.53% | 6.21% |
| 3 | Ishares Tr | IBOXX HI YD ETF | $169,065,000 | 2,125,000 | 4.62% | 5.19% |
| 4 | Atkore Inc | COM | $158,215,647 | 2,685,718 | 4.32% | 4.86% |
| 5 | Darling Ingredients Inc | COM | $146,035,210 | 2,361,119 | 3.99% | 4.48% |
| 6 | Tic Solutions Inc | COM | $143,773,000 | 21,850,000 | 3.93% | 4.41% |
| 7 | Carrier Global Corporation | COM | $140,481,681 | 2,494,791 | 3.84% | 4.31% |
| 8 | S&P Global Inc | COM | $139,492,380 | 327,955 | 3.81% | 4.28% |
| 9 | Rentokil Initial Plc | SPONSORED ADR | $136,999,575 | 4,351,956 | 3.74% | 4.21% |
| 10 | Envista Holdings Corporation | COM | $136,051,978 | 5,362,711 | 3.72% | 4.18% |
| 11 | Amrize Ltd | SHS | $135,150,099 | 2,412,533 | 3.69% | 4.15% |
| 12 | Fortive Corp | COM | $115,506,012 | 2,089,472 | 3.16% | 3.55% |
| 13 | Crh Plc | ORD | $114,505,219 | 1,089,281 | 3.13% | 3.52% |
| 14 | Davita Inc | COM | $111,119,100 | 723,008 | 3.04% | 3.41% |
| 15 | Garrett Motion Inc | COM | $107,850,542 | 5,935,638 | 2.95% | 3.31% |
| 16 | Element Solutions Inc | COM | $104,436,513 | 3,059,066 | 2.85% | 3.21% |
| 17 | Veralto Corp | COM SHS | $95,486,880 | 1,079,924 | 2.61% | 2.93% |
| 18 | Gaming & Leisure P | COM | $91,319,228 | 2,058,130 | 2.5% | 2.8% |
| 19 | Vici Pptys Inc | COM | $88,357,251 | 3,234,160 | 2.41% | 2.71% |
| 20 | Tko Group Holdings Inc | CL A | $86,279,784 | 427,869 | 2.36% | 2.65% |
| 21 | Masterbrand Inc | COMMON STOCK | $85,982,440 | 10,346,864 | 2.35% | 2.64% |
| 22 | Armstrong World Inds Inc New | COM | $82,114,566 | 498,268 | 2.24% | 2.52% |
| 23 | Pentair Plc | SHS | $78,626,009 | 902,606 | 2.15% | 2.41% |
| 24 | Kbr Inc | COM | $77,095,086 | 2,091,565 | 2.11% | 2.37% |
| 25 | Smith A O Corp | COM | $71,715,025 | 1,087,580 | 1.96% | 2.2% |
Top 25 of 34 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 4 | $3.3B | 100.0% |
Private funds (4)
Reported in Form ADV Section 7.B.(1), filing of Nov 2024 · $4.0B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Ecf Value Fund Ii, Lp | Hedge Fund | Delaware | $2.0B | 349 |
| Vecf Value Fund, Lp | Hedge Fund | Delaware | $872M | 98 |
| Ecf Value Fund International Master L.P. master | Hedge Fund | British Virgin Islands | $741M | 93 |
| Ecf Value Fund International, Ltd feeder | Hedge Fund | British Virgin Islands | $344M | 92 |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Gates, Jeffrey, Linn | President / Portfolio Manager | Jun 1996 (30y) | 75% or more | |
| Boisseau, Justin, Lee | Managing Partner | Jul 2003 (23y) | Less than 5% | |
| Blatter, Marc, M | Chief Financial Officer & Chief Compliance Officer | Jan 2014 (13y) | Less than 5% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (4, $4.0B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Ecf Value Fund Ii, Lp | Hedge Fund | $2.0B | $1.0M | 349 |
| Vecf Value Fund, Lp | Hedge Fund | $872M | $500K | 98 |
| Ecf Value Fund International Master L.P. | Hedge Fund | $741M | $1.0M | 93 |
| Ecf Value Fund International, Ltd | Hedge Fund | $344M | $1.0M | 92 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/12/2026 | 2.2 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: THIS REGULATORY ACTION IS RELATED TO GATES CAPITAL MANAGEMENT, INC.'S VIOLATION OF RULE 105 OF REGULATION M UNDER THE SECURITIES AND EXCHANGE ACT OF 1934. RULE 105 GENERALLY PROHIBITS BUYING AN EQUITY SECURITY IN AN UNDERWRITTEN SECONDARY PUBLIC OFFERING IF THE BUYER SOLD SHORT THE SAME SECURITY DURING THE RESTRICTED PERIOD SPECIFIED IN RULE 105. GATES CAPITAL MANAGEMENT, INC. IDENTIFIED AND SELF-REPORTED THE RULE 105 VIOLATION. Status: Final Sanction Detail: GATES CAPITAL MANAGEMENT, INC. PAID DISGORGEMENT OF $432,546 (THE AMOUNT OF GAINS MADE BY ITS CLIENT IN CONNECTION WITH THE APPLICABLE TRANSACTION), PREJUDGMENT INTEREST OF $5,445, AND A CIVIL MONEY PENALTY OF $57,615, FOR A TOTAL OF $495,624 ON SEPTEMBER 18, 2024. GATES CAPITAL MANAGEMENT, INC. WAS ALSO ORDERED TO CEASE AND DESIST FROM COMMITTING OR CAUSING ANY VIOLATIONS AND ANY FUTURE VIOLATIONS OF RULE 105 OF REGULATION M UNDER THE SECURITIES AND EXCHANGE ACT OF 1934. Summary: GATES CAPITAL MANAGEMENT, INC. ENTERED INTO AN OFFER OF SETTLEMENT WITH THE SECURITIES AND EXCHANGE COMMISSION TO RESOLVE THE MATTER, WITHOUT ADMITTING OR DENYING THE FINDINGS THEREIN, AND THE ORDER WAS FILED AS A SETTLED REGULATORY PROCEEDING.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 12, 2026.
View current Form ADV (SEC/IAPD) ↗