Overlook Investments Limited
- Regulatory AUM
- $8.1B
- Discretionary
- $8.1B
- Clients
- 2
- Avg AUM / client
- $4.0B
- Accounts
- 2
- Employees
- 14
AUM over time
Annual snapshots from Form ADV filings · as of Mar 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 2 | $8.1B | 100.0% |
People (7)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Lawrence, Dee, Macleod | Director | Dec 1991 (35y) | Less than 5% | |
| Lawrence, Jr., Richard, Hurd | Chairman | Dec 1991 (35y) | Less than 5% | |
| Lonergan, Michael, John | Director | Oct 2010 (16y) | Less than 5% | |
| Squire, James, St. John | Chief Investment Officer | Jan 2012 (15y) | ≈ 18.75% – 50% via Overlook Holdings Limited | |
| Foong, Leon Ie | Partner | Dec 2017 (9y) | Less than 5% | |
| Morgan, Alan, Hugh | Chief Operating Officer And Chief Compliance Officer | Mar 2018 (8y) | Less than 5% | |
| Leung, Hung Piu William | Partner | Jan 2019 (8y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Overlook Holdings Limited | Shareholder | Jan 2012 | A | 75% or more |
| The Richard H. Lawrence Jr., Separate Property Trust U/T/A Dated June 6, 2002 | Shareholder | Aug 2019 | B | ≈ 14.06% – 50% via Levees Unlimited, Llc |
| Levees Unlimited, Llc | Shareholder | Aug 2019 | B | ≈ 18.75% – 50% via Overlook Holdings Limited |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Squire, James, St. John: 25% – 50% of Overlook Holdings Limited × 75% – 100% direct ≈ 18.75% – 50% of the firm
- The Richard H. Lawrence Jr., Separate Property Trust U/T/A Dated June 6, 2002: 75% – 100% of Levees Unlimited, Llc × 25% – 50% of Overlook Holdings Limited × 75% – 100% direct ≈ 14.06% – 50% of the firm
- Levees Unlimited, Llc: 25% – 50% of Overlook Holdings Limited × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/25/2026 | 1.03 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • DISCRETIONARY BONUS
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2026.
View current Form ADV (SEC/IAPD) ↗