Greenleaf Financial Group, Llc
SEC-registered
Wealth Manager · Small ($100M–$1B)
CRD 137933
· SEC file 801-117775
· Carmel, IN
· x.com
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ADV data as of Apr 01, 2026
- Regulatory AUM
- $175M
- Discretionary
- $166M
- Clients
- 123
- Avg AUM / client
- $1.4M
- Accounts
- 495
- Employees
- 2
AUM over time
$99.8M
$175M
Nov 11, 2019
Apr 1, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 01, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 59 | $34.9M | 19.9% |
| High net worth individuals | 63 | $140M | 80.0% |
| Charitable organizations | 1 | $113K | 0.06% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kathleen Elizabeth Hartman | Chief Compliance Officer | CFP CFA | Sep 2005 (21y) | 50% – 75% |
| Jennifer Sue Hartman | Principal | CFP | Mar 2006 (20y) | 50% – 75% |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/01/2026 | 897 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 01, 2026.
View current Form ADV (SEC/IAPD) ↗