Uniwealth Advisors, Inc.
- Regulatory AUM
- $373M
- Discretionary
- $4.7M
- Clients
- 9
- Avg AUM / client
- $41.5M
- Accounts
- 18
- Employees
- 1
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 11, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 5 | $758K | 0.2% |
| State or municipal government entities | 3 | $372M | 99.7% |
| Corporations and other businesses | 1 | $262K | 0.07% |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Stefano Ubaldo Fanfani | President & Chief Compliance Officer | May 2003 (23y) | 50% – 75% |
Undisclosed: 25% – 50% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/11/2026 | 985 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: BREACH OF FIDUCIARY DUTY AND FRAUD Status: Final Summary: A SETTLEMENT WAS REACHED ON JULY 31, 2015 RESULTING IN A VOLUNTARY DISMISSAL OF THE LAWSUIT. MR. FANFANI AGREED TO A PAYMENT IN THE AMOUNT OF $120,000.00 TO SETTLE THE LAWSUIT WITHOUT ADMITTING OR DENYING THE ALLEGATIONS.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Pershing $109M (29% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 11, 2026.
View current Form ADV (SEC/IAPD) ↗