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Investment Adviser · Boutique (under $100M)
CRD 138077
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ADV data as of Mar 31, 2026
- Regulatory AUM
- $24.9M
- Discretionary
- $0
- Clients
- 2
- Avg AUM / client
- $12.4M
- Accounts
- 2
- Employees
- 2
AUM over time
$24.9M
$10.1B
Mar 29, 2012
Mar 31, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| State or municipal government entities | 1 | $24.8M | 99.9% |
| Sovereign wealth funds and foreign official institutions | 1 | $21.6K | 0.09% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- J.P. Morgan $395M (75% of AUM) Jul 2024
- State Street $150M (16% of AUM) Dec 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.