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ADV data as of Jul 29, 2026
- Regulatory AUM
- —
- Discretionary
- —
- Clients
- 103,368
- Avg AUM / client
- —
- Accounts
- —
- Employees
- 86
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Other | 103,368 | $0 | — |
People (13)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Lisa Sotir Ozkan | Chief Compliance Officer, Chief Legal Officer | Sep 2005 (21y) | Less than 5% | |
| Moss, Princess | Chair Of The Board Of Directors | Sep 2014 (12y) | Less than 5% | |
| Mc Kim, Brent, Alan | Director | Oct 2015 (11y) | Less than 5% | |
| Evans, Cecilia | Chief Financial Officer | Sep 2016 (10y) | Less than 5% | |
| Candelaria, Noel | Director | Oct 2016 (10y) | Less than 5% | |
| Schram, Barbara, Jean | Director | Oct 2020 (6y) | Less than 5% | |
| Vaughan, James, Greer | Director | Oct 2021 (5y) | Less than 5% | |
| Lindner, Leona, Suzanne | Chief Executive Officer | Dec 2022 (4y) | Less than 5% | |
| Bost, Cheryl, Ann | Director | Oct 2023 (3y) | Less than 5% | |
| Iverson, Aimee, Strand | Director | Oct 2023 (3y) | Less than 5% | |
| Mulroney, Christine, Lee | Director | Oct 2023 (3y) | Less than 5% | |
| Tarrago, Christine, Barbara | Chief Financial Officer | Feb 2024 (3y) | Less than 5% | |
| Taren Danetta Coleman | Registered representative | Nov 2012 (14y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| National Education Association | Member | Jun 2020 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 11/19/2025 | 919 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Fixed fees
- • Other fees
- • SEE SCHEDULE D MISCELLANEOUS
Services
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
- • Other services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 29, 2026.
View current Form ADV (SEC/IAPD) ↗