SA
Sweeney Asset Management, Llc
State-registered
Wealth Manager · Boutique (under $100M)
CRD 138312
· Oklahoma City, OK
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ADV data as of Jan 31, 2026
- Regulatory AUM
- $28.9M
- Discretionary
- $28.9M
- Clients
- 26
- Avg AUM / client
- $1.1M
- Accounts
- 55
- Employees
- 1
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 6 | $470K | 1.63% |
| High net worth individuals | 20 | $28.5M | 98.4% |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Montgomery Benjamin Sweeney | Registered representative | Sep 2006 (20y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/31/2026 | 993 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • SOLICITOR FEES AS PAID BY THIRD PARTIES
Services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $28.9M (100% of AUM) Jan 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 31, 2026.
View current Form ADV (SEC/IAPD) ↗