Spectrum Strategic Capital Management, Llc
- Regulatory AUM
- $275M
- Discretionary
- $266M
- Clients
- 313
- Avg AUM / client
- $880K
- Accounts
- 754
- Employees
- 6
AUM over time
Annual snapshots from Form ADV filings · as of Jul 01, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 194 | $61.2M | 22.2% |
| High net worth individuals | 86 | $188M | 68.1% |
| Pension and profit sharing plans | 12 | $11.9M | 4.34% |
| Corporations and other businesses | 1 | $568K | 0.21% |
| Other | 20 | $14.1M | 5.13% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Benjamin Scott Meeker | Member | Sep 2001 (25y) | 25% – 50% | |
| Cutting, Nichols, Milbank | Member | Sep 2001 (25y) | 25% – 50% | |
| Greg Bachman | Member, Chief Investment Officer & Director Of Financial Planning | CFP CFA | Jan 2016 (11y) | 10% – 25% |
| Carolyn D Pentland | Registered representative | May 2015 (11y) | ||
| Aaron Richard Rivers | Registered representative | Sep 2024 (2y) |
Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/01/2026 | 1.07 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Investments $269M (98% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 01, 2026.
View current Form ADV (SEC/IAPD) ↗