Bird Rock Asset Management, Lp.
- Regulatory AUM
- $146M
- Discretionary
- $140M
- Clients
- 211
- Avg AUM / client
- $693K
- Accounts
- 425
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 167 | $34.0M | 23.2% |
| High net worth individuals | 41 | $109M | 74.5% |
| Investment companies | 2 | $2.0M | 1.34% |
| Pension and profit sharing plans | 1 | $1.4M | 0.96% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Artaza, Gustavo, Jose | Limited Partner | Apr 2006 (20y) | 10% – 25% | |
| Stephen Kenneth Levy | Chief Investment Officer, Chief Compliance Officer, Limited Partner | Apr 2006 (20y) | 50% – 75% | |
| Christina Marie Cannella | Managing Director, Limited Partner | Jun 2006 (20y) | Less than 5% | |
| Justman, Heather, Marie | Chief Financial Officer, Limited Partner | Dec 2007 (19y) | 25% – 50% | |
| Stephanie Boeke | Registered representative | Mar 2013 (13y) | ||
| Aaron William Soderberg | Registered representative | Sep 2015 (11y) | ||
| Jack Brandon Tamez | Registered representative | Nov 2019 (7y) | ||
| Mason Ning | Registered representative | Jan 2026 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Birdrock Asset Management Company, Llc | General Partner | Apr 2006 | A | Less than 5% |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/26/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $73.8M (50% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.
View current Form ADV (SEC/IAPD) ↗