Traynor Capital Management, Inc.
- Regulatory AUM
- $2.4B
- Discretionary
- $1.9B
- Clients
- 1,590
- Avg AUM / client
- $1.5M
- Accounts
- 1,660
- Employees
- 12
AUM over time
Annual snapshots from Form ADV filings · as of Jul 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,180 | $1.5B | 60.2% |
| High net worth individuals | 410 | $965M | 39.8% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Keith Thomas Traynor | Chief Executive Officer, Shareholder, Chief Compliance Officer | CFP | Dec 2005 (21y) | 75% or more |
| Matthew Robert Ihlein | Registered representative | Jan 2016 (11y) | ||
| David Curtis Peck | Registered representative | Jan 2017 (10y) | ||
| Rachel Nicole Leddy | Registered representative | Mar 2022 (4y) | ||
| Julia Vandergast | Registered representative | Oct 2023 (3y) | ||
| Michael John Jordan | Registered representative | Feb 2024 (2y) | ||
| Simon Antoine Arrata | Registered representative | Aug 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/08/2026 | 911 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Other services
Custody
Reported custodians
- Fidelity Brokerage Services $2.4B (100% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 31, 2026.
View current Form ADV (SEC/IAPD) ↗