Dai Wealth, Llc
SEC-registered
Wealth Manager · Small ($100M–$1B)
CRD 138938
· SEC file 801-66260
· Atlanta, GA
· goodcounselwealth.com
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ADV data as of Mar 30, 2026
- Regulatory AUM
- $330M
- Discretionary
- $322M
- Clients
- 1,537
- Avg AUM / client
- $215K
- Accounts
- 2,048
- Employees
- 40
AUM over time
$95.9M
$330M
Dec 8, 2011
Mar 30, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 823 | $94.2M | 28.6% |
| High net worth individuals | 643 | $198M | 60.1% |
| Banking or thrift institutions | Fewer than 5 clients | — | — |
| Pension and profit sharing plans | 26 | $10.7M | 3.23% |
| Charitable organizations | 8 | $11.3M | 3.44% |
| State or municipal government entities | 1 | $11.2M | 3.41% |
| Other investment advisers | Fewer than 5 clients | — | — |
| Insurance companies | Fewer than 5 clients | — | — |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 clients | — | — |
| Corporations and other businesses | 36 | $4.1M | 1.25% |
People (28)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Joseph Gerard Michaletz | President/Chief Executive Officer | Dec 2005 (21y) | ≈ 18.75% – 56.25% via The Joseph G. Michaletz Revocable Living Trust Dtd. 9/13/2017 | |
| Christine Ellen Michaletz | Vp/Secretary/Treasurer | Jun 2015 (11y) | ≈ 18.75% – 56.25% via The Joseph G. Michaletz Revocable Living Trust Dtd. 9/13/2017 | |
| Michael Edward O'toole | Owner | Oct 2018 (8y) | ≈ 3.75% – 10% via Mike O'toole Real Estate, Inc. | |
| Strauss, Ernest, George | Chief Compliance Officer | Apr 2019 (7y) | Less than 5% | |
| Candace Brown | Vp, Compliance Officer | Sep 2019 (7y) | Less than 5% | |
| Ingber, Matthew, Alan | Chief Operating Officer | Feb 2021 (6y) | Less than 5% | |
| John R Martin | Svp, Wealth Management | CFP | Sep 2022 (4y) | Less than 5% |
| Covington, Craig, Michael | Member | Oct 2022 (4y) | ≈ 3.75% – 10% via Cc Capital Holdings Llc | |
| Jack James Michaletz | Registered representative | Dec 2013 (13y) | ||
| Nicole Marie Roubik | Registered representative | Jan 2014 (13y) | ||
| Jonathan R Creighton | Registered representative | Apr 2021 (5y) | ||
| Robert W Tanhoff | Registered representative | Apr 2022 (4y) | ||
| Roy Vincent Pfleger | Registered representative | May 2022 (4y) | ||
| Isaac Ortiz | Registered representative | CFP | Dec 2022 (4y) | |
| Jason Anthony Mullins | Registered representative | Dec 2022 (4y) | ||
| Katelyn Marie Michaletz | Registered representative | Aug 2023 (3y) | ||
| Connor Seedall | Registered representative | Nov 2023 (3y) | ||
| Joey Dale Miller | Registered representative | Nov 2023 (3y) | ||
| Amy Jennifer Fosbenner | Registered representative | Jan 2024 (3y) | ||
| Leslie Penka | Registered representative | Jan 2024 (3y) | ||
| Justin Scott Mackie | Registered representative | May 2024 (2y) | ||
| Brett Dickinson | Registered representative | Aug 2024 (2y) | ||
| David Stephen Ulm | Registered representative | Jan 2025 (2y) | ||
| Kristin Reeve Creighton | Registered representative | Feb 2025 (1y) | ||
| Albert Trevor Flor | Registered representative | Jun 2025 (1y) | ||
| James Goolsby | Registered representative | Jan 2026 (1y) | ||
| Rod Paul Olson | Registered representative | Jan 2026 (1y) | ||
| Amanda Kaye Ingwersen | Registered representative | Jan 2026 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Dai Holdings, Llc | Owner | Jan 2020 | A | 75% or more |
| Cc Capital Holdings Llc | Member | Oct 2022 | A | 5% – 10% |
| Mike O'toole Real Estate, Inc. | Member | Oct 2022 | A | 5% – 10% |
| The Joseph G. Michaletz Revocable Living Trust Dtd. 9/13/2017 | Owner | Jan 2020 | B | ≈ 37.5% – 75% via Dai Holdings, Llc |
| The Christine E. Michaletz Revocable Living Trust Dtd. 9/13/2017 | Owner | Jan 2020 | B | ≈ 37.5% – 75% via Dai Holdings, Llc |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Joseph Gerard Michaletz: 50% – 75% of The Joseph G. Michaletz Revocable Living Trust Dtd. 9/13/2017 × 50% – 75% of Dai Holdings, Llc × 75% – 100% direct ≈ 18.75% – 56.25% of the firm
- Christine Ellen Michaletz: 50% – 75% of The Joseph G. Michaletz Revocable Living Trust Dtd. 9/13/2017 × 50% – 75% of Dai Holdings, Llc × 75% – 100% direct ≈ 18.75% – 56.25% of the firm
- Michael Edward O'toole: 75% – 100% of Mike O'toole Real Estate, Inc. × 5% – 10% direct ≈ 3.75% – 10% of the firm
- Covington, Craig, Michael: 75% – 100% of Cc Capital Holdings Llc × 5% – 10% direct ≈ 3.75% – 10% of the firm
- The Joseph G. Michaletz Revocable Living Trust Dtd. 9/13/2017: 50% – 75% of Dai Holdings, Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
- The Christine E. Michaletz Revocable Living Trust Dtd. 9/13/2017: 50% – 75% of Dai Holdings, Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.19 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • REFERRAL FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Brokerage Services $245M (74% of AUM) Mar 2026
- Charles Schwab & Co. $75.2M (23% of AUM) Mar 2026
- SEI Private Trust $3.2M (3% of AUM) Jan 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗