Sparx Asia Investment Advisors Limited
- Regulatory AUM
- $13.3M
- Discretionary
- $13.3M
- Clients
- 2
- Avg AUM / client
- $6.6M
- Accounts
- 2
- Employees
- 17
AUM over time
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 2 | $13.3M | 100.0% |
People (5)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Abe, Shuhei | Shareholder | Jun 1989 (37y) | ≈ 14.06% – 50% via Sparx Group Co., Ltd. | |
| Ng, Tat Hong, Alan | Director, Head Of Risk Control And Compliance, Chief Compliance Officer | Nov 2014 (12y) | Less than 5% | |
| Minematsu, Hiroshi | Director | May 2016 (10y) | Less than 5% | |
| Suzuki, Takeshi | Chairman And Director | Apr 2021 (5y) | Less than 5% | |
| Fukumoto, Yusuke | President And Director | Apr 2023 (3y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Sparx Asia Capital Management Limited | Sole Shareholder | Apr 2002 | A | 75% or more |
| Sparx Group Co., Ltd. | Shareholder | Sep 2009 | B | ≈ 56.25% – 100% via Sparx Asia Capital Management Limited |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Abe, Shuhei: 25% – 50% of Sparx Group Co., Ltd. × 75% – 100% of Sparx Asia Capital Management Limited × 75% – 100% direct ≈ 14.06% – 50% of the firm
- Sparx Group Co., Ltd.: 75% – 100% of Sparx Asia Capital Management Limited × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.21 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗