N
N
Wealth Manager · Small ($100M–$1B)
CRD 139265
·
☆ Save with Pro
ADV data as of Feb 16, 2026
- Regulatory AUM
- $165M
- Discretionary
- $152M
- Clients
- 148
- Avg AUM / client
- $1.1M
- Accounts
- 399
- Employees
- 1
AUM over time
$69.8M
$165M
Mar 24, 2012
Feb 16, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 16, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 97 | $30.6M | 18.6% |
| High net worth individuals | 51 | $130M | 78.9% |
| Pension and profit sharing plans | Fewer than 5 | $3.6M | 2.18% |
| Charitable organizations | Fewer than 5 | $460K | 0.28% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $108M (66% of AUM) Feb 2026
- National Financial Services (Fidelity) $55.9M (34% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 16, 2026.