KP
Kirkwood Private, Llc
State-registered
Wealth Manager · Boutique (under $100M)
CRD 139593
·
☆ Save with Pro
ADV data as of Mar 05, 2026
- Regulatory AUM
- $53.2M
- Discretionary
- $0
- Clients
- 13
- Avg AUM / client
- $4.1M
- Accounts
- 44
- Employees
- 1
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 13 | $52.9M | 99.5% |
| Charitable organizations | Fewer than 5 clients | $288K | 0.54% |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Mary Ann Rodrigue | Registered representative | Personal Financial Specialist | Apr 2006 (20y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/05/2026 | 1.14 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Morgan Stanley $30.2M (57% of AUM) Mar 2026
- RBC $17.6M (33% of AUM) Mar 2026
- Charles Schwab & Co. $4.5M (8% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 05, 2026.
View current Form ADV (SEC/IAPD) ↗