Integrity Alliance, Llc
SEC-registered
Insurance-Affiliated · Mid-sized ($1B–$10B)
CRD 139627
· SEC file 801-69742
· Urbandale, IA
· WWW.INTEGRITYWEALTH.COM
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ADV data as of May 13, 2026
- Regulatory AUM
- $5.4B
- Discretionary
- $4.5B
- Clients
- 10,885
- Avg AUM / client
- $497K
- Accounts
- 20,448
- Employees
- 400
AUM over time
$86.2M
$5.4B
Dec 2011
May 2026
Annual snapshots from Form ADV filings · as of May 13, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 9,578 | $2.2B | 40.3% |
| High net worth individuals | 1,082 | $2.7B | 49.1% |
| Pension and profit sharing plans | 125 | $365M | 6.75% |
| Charitable organizations | 5 | $6.5M | 0.12% |
| Corporations and other businesses | 95 | $200M | 3.7% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Des Moines Christian School 401(k) Plan Des Moines Christian School | 2024 |
People (358)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Brian Edward Aukes | President | Dec 2013 (13y) | Less than 5% | |
| Baker, Andrea K | Chief Financial Officer/Finop | Aug 2016 (10y) | Less than 5% | |
| Andrew Allen Osby | Chief Investment Officer | Chartered Financial Consultant | Oct 2016 (10y) | Less than 5% |
| Belma Mujdzic | Chief Compliance Officer / Chief Operating Officer | Oct 2017 (9y) | Less than 5% | |
| John Emil Limpert | Registered representative | Sep 2007 (19y) | ||
| Raymond Arthur Evans | Registered representative | CFP | Dec 2007 (19y) | |
| Kurtis Charles Thompson | Registered representative | Oct 2008 (18y) | ||
| Trevon Carson Kanavy | Registered representative | Mar 2009 (17y) | ||
| Peter Carlin Stockett | Registered representative | CFP | Nov 2009 (17y) | |
| E Dale Mccarty | Registered representative | Nov 2010 (16y) | ||
| Erik Randolph Escobar | Registered representative | Dec 2010 (16y) | ||
| Linda Ruth Lovie | Registered representative | Jan 2011 (16y) | ||
| Calvin Kimio Taketa | Registered representative | Apr 2011 (15y) | ||
| Scott Stanford Harris | Registered representative | CFP | Jan 2012 (15y) | |
| Timoleon Lucas Nicholaou | Registered representative | Aug 2012 (14y) | ||
| David Michael Warrick | Registered representative | CFP | Feb 2013 (13y) | |
| Kristi Susanne Irving | Registered representative | Oct 2013 (13y) | ||
| Eduardo Rafael Iniguez | Registered representative | Nov 2013 (13y) | ||
| Deric Dale Rees | Registered representative | Feb 2014 (12y) | ||
| Dean Samuel Listle | Registered representative | May 2014 (12y) | ||
| Deana Kay Howard | Registered representative | Aug 2014 (12y) | ||
| Keith Joseph Richardel | Registered representative | Aug 2014 (12y) | ||
| John Joel Davis | Registered representative | Sep 2014 (12y) | ||
| Michele Marie Mccarty Woods | Registered representative | Sep 2014 (12y) | ||
| Shawn Donavan Swanson | Registered representative | Jan 2015 (12y) | ||
| William Richard Burt | Registered representative | Jun 2015 (11y) | ||
| Robert Martin Van Pelt | Registered representative | Apr 2016 (10y) | ||
| Mark Edward Ganter | Registered representative | May 2016 (10y) | ||
| Aaron Joseph Peterson | Registered representative | Jul 2016 (10y) | ||
| Sam Siu Hong Young | Registered representative | Aug 2016 (10y) | ||
| Elizabeth B Evans | Registered representative | Oct 2016 (10y) | ||
| Allen Ronald Lakner | Registered representative | Chartered Financial Consultant | Oct 2016 (10y) | |
| Tyler Joseph Listle | Registered representative | Jan 2017 (10y) | ||
| Joseph Michael Yocavitch | Registered representative | Jan 2017 (10y) | ||
| Danny D Horn | Registered representative | Aug 2017 (9y) | ||
| Christopher Robert Stewart | Registered representative | CFP | Aug 2017 (9y) | |
| Edward Carl Ittner | Registered representative | Sep 2017 (9y) | ||
| Diana M Longo | Registered representative | CFP | Sep 2017 (9y) | |
| Howard Raymond Solomon | Registered representative | Sep 2017 (9y) | ||
| Christopher Hays Wilkinson | Registered representative | Sep 2017 (9y) | ||
| David Leo Duggan | Registered representative | Oct 2017 (9y) | ||
| Daniel Robert Lodes | Registered representative | Dec 2017 (9y) | ||
| Daniel Jacob Arreola | Registered representative | Jan 2018 (9y) | ||
| Peter George Pecci | Registered representative | Jan 2018 (9y) | ||
| Lorilee Hoalst Jones | Registered representative | Feb 2018 (8y) | ||
| Michael Joseph Lucia | Registered representative | Chartered Financial Consultant | Apr 2018 (8y) | |
| Peter William Brock | Registered representative | Apr 2018 (8y) | ||
| Ryan Kent Klyn | Registered representative | May 2018 (8y) | ||
| Steven James Sandberg | Registered representative | May 2018 (8y) | ||
| Theodore Edward Boyes | Registered representative | May 2018 (8y) | ||
| Frederick Gustav Creutzer | Registered representative | Jun 2018 (8y) | ||
| Bret William Bell | Registered representative | Oct 2018 (8y) | ||
| Martin Owen Mccann | Registered representative | Nov 2018 (8y) | ||
| Justin Taylor Kratzer | Registered representative | Jan 2019 (8y) | ||
| Jason Miles Kamp | Registered representative | Jan 2019 (8y) | ||
| Priscilla Marie Nunez | Registered representative | Mar 2019 (7y) | ||
| Burt Allen Snover | Registered representative | Chartered Financial Consultant | Apr 2019 (7y) | |
| Charlie Leonard Gipple | Registered representative | Chartered Financial Consultant | Apr 2019 (7y) | |
| John Fulton Hargraves | Registered representative | Apr 2019 (7y) | ||
| Lucas M Listle | Registered representative | May 2019 (7y) | ||
| Jeff David Jewett | Registered representative | Jun 2019 (7y) | ||
| Derek Charles Wilkerson | Registered representative | Aug 2019 (7y) | ||
| David Dale Carpenter | Registered representative | Oct 2019 (7y) | ||
| John J Tauss | Registered representative | Nov 2019 (7y) | ||
| Jonathan Richard Bath | Registered representative | Jan 2020 (7y) | ||
| Joseph Marcus Jones | Registered representative | Jan 2020 (7y) | ||
| Richard Edwin Olson | Registered representative | CFP | Jan 2020 (7y) | |
| Willard Edward Gombert | Registered representative | Chartered Financial Consultant | Feb 2020 (6y) | |
| James Edward Larschan | Registered representative | CFP | Mar 2020 (6y) | |
| Manuel Alberto Figueroa | Registered representative | Mar 2020 (6y) | ||
| Michael Dean Lisle | Registered representative | Chartered Financial Consultant | Mar 2020 (6y) | |
| Joseph John Bruno | Registered representative | Jul 2020 (6y) | ||
| Nathan A Schoenherr | Registered representative | Jul 2020 (6y) | ||
| Ricardo Esteban Pertierra | Registered representative | Jul 2020 (6y) | ||
| Stephen Patrick Brown | Registered representative | Jul 2020 (6y) | ||
| Todd Michael Robbins | Registered representative | Aug 2020 (6y) | ||
| Karl Il Bong Kim | Registered representative | CFP | Oct 2020 (6y) | |
| Mark Robert Gremler | Registered representative | Nov 2020 (6y) | ||
| Gary Wayne Copeland | Registered representative | Dec 2020 (6y) | ||
| Andrei J Murphy | Registered representative | Jan 2021 (6y) | ||
| Raoul Kelly Brandt | Registered representative | Feb 2021 (5y) | ||
| Marvin Lee Thomson | Registered representative | CFP | Feb 2021 (5y) | |
| Lance Aaron Presley | Registered representative | Mar 2021 (5y) | ||
| Diane Isabela Fredericks | Registered representative | May 2021 (5y) | ||
| Mihailo Jovanovic | Registered representative | May 2021 (5y) | ||
| Tricia Fiore | Registered representative | Jun 2021 (5y) | ||
| Mark Jeffery Martin | Registered representative | CFP | Jun 2021 (5y) | |
| Layne Virgil Monroe | Registered representative | Jul 2021 (5y) | ||
| Jamie Kyoko Nikami Ta | Registered representative | Aug 2021 (5y) | ||
| Sarah Carol Fowler | Registered representative | Nov 2021 (5y) | ||
| John Miguel Jett | Registered representative | Chartered Financial Consultant | Feb 2022 (4y) | |
| Phillip Michael Hebert | Registered representative | Feb 2022 (4y) | ||
| David John Wallach | Registered representative | Feb 2022 (4y) | ||
| Chad Russell Peterson | Registered representative | Mar 2022 (4y) | ||
| Michael James Shonsey | Registered representative | Mar 2022 (4y) | ||
| Nathaniel Edward Edie | Registered representative | Mar 2022 (4y) | ||
| Scott William Norvell | Registered representative | Mar 2022 (4y) | ||
| Aaron Robert Gremler | Registered representative | Apr 2022 (4y) | ||
| Dustin Richard Johnson | Registered representative | Apr 2022 (4y) | ||
| Matthew Medlock | Registered representative | Apr 2022 (4y) | ||
| Monte Lee Peterson | Registered representative | Apr 2022 (4y) | ||
| Raymond Leslie Hammock | Registered representative | Apr 2022 (4y) | ||
| Jack Crumley | Registered representative | Apr 2022 (4y) | ||
| Wayne Carrick | Registered representative | Apr 2022 (4y) | ||
| Myles Patrick Shonsey | Registered representative | May 2022 (4y) | ||
| Joshua William Isherwood | Registered representative | May 2022 (4y) | ||
| Jimmy Bejarano | Registered representative | Aug 2022 (4y) | ||
| Scott B Weilage | Registered representative | Aug 2022 (4y) | ||
| Anne Marie Saguisag | Registered representative | CFP | Sep 2022 (4y) | |
| Christopher Lawrence Cleland | Registered representative | CFP | Sep 2022 (4y) | |
| James Thomas Beyer | Registered representative | Sep 2022 (4y) | ||
| Margherita Sandra Foschini | Registered representative | Sep 2022 (4y) | ||
| Daniel Patrick Condon | Registered representative | Sep 2022 (4y) | ||
| Paul Shortier | Registered representative | CFP | Sep 2022 (4y) | |
| Zachary David Meyer | Registered representative | CFP | Sep 2022 (4y) | |
| Attilio Anthony Foschini | Registered representative | Sep 2022 (4y) | ||
| Matthew Dogali | Registered representative | Oct 2022 (4y) | ||
| Jay M Sabot | Registered representative | Oct 2022 (4y) | ||
| Robert Ralph Martini | Registered representative | Oct 2022 (4y) | ||
| Stephen Lawrence Huff | Registered representative | Dec 2022 (4y) | ||
| Amanda Reynolds | Registered representative | Dec 2022 (4y) | ||
| Paul Timothy Reidy | Registered representative | Dec 2022 (4y) | ||
| Danial Larry Johnson | Registered representative | Jan 2023 (4y) | ||
| Virginia Deanne Stegeman | Registered representative | CFP | Mar 2023 (3y) | |
| Kalvin Nicholas Johnson | Registered representative | Mar 2023 (3y) | ||
| Colton Skirvin | Registered representative | Apr 2023 (3y) | ||
| Randall Kent Rinderknecht | Registered representative | Apr 2023 (3y) | ||
| Daniel Evan Gombrich | Registered representative | Apr 2023 (3y) | ||
| Michael Thomas Tibbles | Registered representative | Apr 2023 (3y) | ||
| Brandon Scott Bose | Registered representative | Apr 2023 (3y) | ||
| Anthony Charles Peck | Registered representative | May 2023 (3y) | ||
| John Sutfin | Registered representative | May 2023 (3y) | ||
| Konner Claywell | Registered representative | Jun 2023 (3y) | ||
| Mark S Eghrari | Registered representative | Aug 2023 (3y) | ||
| Garrett J Manning | Registered representative | Aug 2023 (3y) | ||
| Quentyn Sego | Registered representative | Sep 2023 (3y) | ||
| William Brian Dunker | Registered representative | Sep 2023 (3y) | ||
| Richard Jay Rudinger | Registered representative | Nov 2023 (3y) | ||
| Kevin Collins Eghrari | Registered representative | Nov 2023 (3y) | ||
| Alexander Ray Sweeney | Registered representative | Dec 2023 (3y) | ||
| Frederick William Stansberry | Registered representative | Jan 2024 (3y) | ||
| Viresh Goolabdas Bawa | Registered representative | Jan 2024 (3y) | ||
| Anh Hamilton | Registered representative | Feb 2024 (2y) | ||
| John Clifford Huxford | Registered representative | Feb 2024 (2y) | ||
| Jeffrey Lane Wallace | Registered representative | Mar 2024 (2y) | ||
| Aaron Mathew Smith | Registered representative | Apr 2024 (2y) | ||
| Michael Bauer | Registered representative | May 2024 (2y) | ||
| Christian Frederick Laase | Registered representative | CFP | May 2024 (2y) | |
| Laramey Wayne Johnson | Registered representative | May 2024 (2y) | ||
| Jessica Erin Stewart | Registered representative | May 2024 (2y) | ||
| Jose E Amaya Cisneros | Registered representative | May 2024 (2y) | ||
| Hugh Palmer Duke | Registered representative | May 2024 (2y) | ||
| Chris David Breeden | Registered representative | Jun 2024 (2y) | ||
| Jared Ross Breeden | Registered representative | Jun 2024 (2y) | ||
| Suzanne Stewart | Registered representative | Jul 2024 (2y) | ||
| Datta Prasad Janamanchi | Registered representative | Jul 2024 (2y) | ||
| Raghu Thota | Registered representative | Jul 2024 (2y) | ||
| Joseph Brent Markham | Registered representative | Sep 2024 (2y) | ||
| Lyle Gal | Registered representative | Nov 2024 (2y) | ||
| Nicholas James Pitruzzello | Registered representative | Nov 2024 (2y) | ||
| Brian Newman | Registered representative | Jan 2025 (2y) | ||
| Garth David Gherardini | Registered representative | Jan 2025 (2y) | ||
| Jason Brandon Page | Registered representative | Feb 2025 (1y) | ||
| Laura Morris Mc Kenzie | Registered representative | Feb 2025 (1y) | ||
| Stephen C Valenti | Registered representative | Mar 2025 (1y) | ||
| Ethan Loren Hokanson | Registered representative | CFP Chartered Financial Consultant | Mar 2025 (1y) | |
| Kolby Paul Blatchford | Registered representative | Mar 2025 (1y) | ||
| Gregory Brian Burch | Registered representative | Apr 2025 (1y) | ||
| Jordy William Tickle | Registered representative | Apr 2025 (1y) | ||
| Christopher Stuart Norris | Registered representative | May 2025 (1y) | ||
| Gabrielle Alexis Bruno | Registered representative | May 2025 (1y) | ||
| Carie Marie Heckler | Registered representative | May 2025 (1y) | ||
| Thomas Michael Kellerman | Registered representative | Jun 2025 (1y) | ||
| Daniel Jeffries | Registered representative | Jul 2025 (1y) | ||
| Louis Anthony Gardner | Registered representative | Jul 2025 (1y) | ||
| James Edward Hundman | Registered representative | CFP | Aug 2025 (1y) | |
| Brian Lee Klitzke | Registered representative | Aug 2025 (1y) | ||
| Bryan David Purdy | Registered representative | Aug 2025 (1y) | ||
| Caleb D Sumner | Registered representative | Aug 2025 (1y) | ||
| Joseph Gerard Pometto | Registered representative | Sep 2025 (1y) | ||
| Stephen B. Thompson | Registered representative | Sep 2025 (1y) | ||
| Andrew Mitchell Scott | Registered representative | Sep 2025 (1y) | ||
| Digvijay J Gohil | Registered representative | Sep 2025 (1y) | ||
| Julian Saldana | Registered representative | Sep 2025 (1y) | ||
| Michael Lionel Mendes | Registered representative | Sep 2025 (1y) | ||
| Michael Mervin Murry | Registered representative | Sep 2025 (1y) | ||
| John Fredrick Burmeister | Registered representative | Sep 2025 (1y) | ||
| Michael Robert Munson | Registered representative | Sep 2025 (1y) | ||
| Mark Jason Epp | Registered representative | Sep 2025 (1y) | ||
| Christian James Siebert | Registered representative | Sep 2025 (1y) | ||
| Adam Nicholas Todd | Registered representative | Sep 2025 (1y) | ||
| Jeffrey Alan Ditsworth | Registered representative | Chartered Financial Consultant | Sep 2025 (1y) | |
| Michael Vincent Tedeschi | Registered representative | Sep 2025 (1y) | ||
| Matthew John Fox | Registered representative | Sep 2025 (1y) | ||
| Cory James Watson | Registered representative | Sep 2025 (1y) | ||
| Samson Kam Long Chan | Registered representative | CFP | Oct 2025 (1y) | |
| Scott Patrick Kelley | Registered representative | Chartered Financial Consultant | Oct 2025 (1y) | |
| Andrew Michael Nevin | Registered representative | Chartered Financial Consultant | Oct 2025 (1y) | |
| Nolan Mitchell Parker | Registered representative | Oct 2025 (1y) | ||
| Tom Patrick Homestead | Registered representative | Oct 2025 (1y) | ||
| Eric Paul Rader | Registered representative | Oct 2025 (1y) | ||
| Jeffery Daniel Feliciano | Registered representative | CFP | Oct 2025 (1y) | |
| Lindsay Bliek | Registered representative | Oct 2025 (1y) | ||
| Douglas Robert Lederer | Registered representative | Oct 2025 (1y) | ||
| John Jeremy Cyprich | Registered representative | Oct 2025 (1y) | ||
| Eric Donlen Nelson Iverson | Registered representative | Oct 2025 (1y) | ||
| Benjamin Greenlee | Registered representative | Oct 2025 (1y) | ||
| Shennoah Miller | Registered representative | Oct 2025 (1y) | ||
| Andrew Schiro | Registered representative | Nov 2025 (1y) | ||
| Austin Elias David | Registered representative | Nov 2025 (1y) | ||
| Andrew J Verhille | Registered representative | Nov 2025 (1y) | ||
| Andrew Landon Kuchera | Registered representative | Nov 2025 (1y) | ||
| Ashlee Bianca Admire | Registered representative | CFP | Nov 2025 (1y) | |
| Barry Kingsley Barbernell | Registered representative | Nov 2025 (1y) | ||
| Benjamin Joseph Hostetler | Registered representative | Nov 2025 (1y) | ||
| Brian Donald Burns | Registered representative | Nov 2025 (1y) | ||
| Bruce Allen Popper | Registered representative | CFP Chartered Financial Consultant | Nov 2025 (1y) | |
| Bruce Magnum Hull | Registered representative | Nov 2025 (1y) | ||
| Benjamin David Verhille | Registered representative | Nov 2025 (1y) | ||
| Bruce Jay Rothbard | Registered representative | Chartered Financial Consultant | Nov 2025 (1y) | |
| Casey Joseph Nelson | Registered representative | Nov 2025 (1y) | ||
| Christopher Paul Blahut | Registered representative | Nov 2025 (1y) | ||
| Claude Jacob Smith | Registered representative | Nov 2025 (1y) | ||
| Clay Paul Howell | Registered representative | Nov 2025 (1y) | ||
| Coby Van Harper | Registered representative | Chartered Financial Consultant | Nov 2025 (1y) | |
| Colin Coyle Steinberg | Registered representative | Nov 2025 (1y) | ||
| Craig Alan Rutledge | Registered representative | Nov 2025 (1y) | ||
| Christina Maria Lee | Registered representative | Nov 2025 (1y) | ||
| Daniel Bergan | Registered representative | CFP | Nov 2025 (1y) | |
| David Jonathan Chesner | Registered representative | Nov 2025 (1y) | ||
| David Wayne Verhille | Registered representative | Chartered Financial Consultant | Nov 2025 (1y) | |
| Derek Nels Dukart | Registered representative | Nov 2025 (1y) | ||
| Donald Caldwell Hughes | Registered representative | Nov 2025 (1y) | ||
| Donald Jeremiah Abernethy | Registered representative | Nov 2025 (1y) | ||
| Daniel Hostetler | Registered representative | Nov 2025 (1y) | ||
| Elizabeth Husserl | Registered representative | Nov 2025 (1y) | ||
| Eric Adam Stiba | Registered representative | Nov 2025 (1y) | ||
| Ernest Adolf Stiba | Registered representative | Nov 2025 (1y) | ||
| Erol Aaron Woods | Registered representative | Chartered Financial Consultant | Nov 2025 (1y) | |
| Gabriel M Epstein | Registered representative | Nov 2025 (1y) | ||
| Gabriel Tye Pelphrey | Registered representative | Nov 2025 (1y) | ||
| George T Papanier | Registered representative | Nov 2025 (1y) | ||
| Grant David Monson | Registered representative | CFP | Nov 2025 (1y) | |
| Jack Thomas Bell | Registered representative | Nov 2025 (1y) | ||
| Jeffrey Lee Curtis | Registered representative | Nov 2025 (1y) | ||
| Jeffrey Sean Yoder | Registered representative | Nov 2025 (1y) | ||
| Jonathan Peter Sowa | Registered representative | Nov 2025 (1y) | ||
| Jose Anselmo Feliciano | Registered representative | Nov 2025 (1y) | ||
| Joseph Patrick Mcdowell | Registered representative | Nov 2025 (1y) | ||
| Joshua B Whelan | Registered representative | Nov 2025 (1y) | ||
| Joshua Paul Friedlander | Registered representative | Nov 2025 (1y) | ||
| Jack Henley Curtis | Registered representative | Nov 2025 (1y) | ||
| James Apostolico | Registered representative | CFP Chartered Financial Consultant | Nov 2025 (1y) | |
| Jessica Marie Plath | Registered representative | Nov 2025 (1y) | ||
| John W Hanson | Registered representative | Chartered Financial Consultant | Nov 2025 (1y) | |
| Kenneth Edward Cady | Registered representative | Nov 2025 (1y) | ||
| Kenneth George Gibson | Registered representative | Chartered Financial Consultant | Nov 2025 (1y) | |
| Kurt Anthony Scardino | Registered representative | Nov 2025 (1y) | ||
| Larry Jefferson Tolbert | Registered representative | Nov 2025 (1y) | ||
| Lovlean K Purewal | Registered representative | Nov 2025 (1y) | ||
| Mallory Jane Hall | Registered representative | CFP | Nov 2025 (1y) | |
| Marla Ann Mcclain | Registered representative | Chartered Financial Consultant | Nov 2025 (1y) | |
| Michael Bruce Kentor | Registered representative | Chartered Financial Consultant | Nov 2025 (1y) | |
| Michael Louis Scardino | Registered representative | Nov 2025 (1y) | ||
| Michael Lynch Kimbell | Registered representative | Nov 2025 (1y) | ||
| Michael Patrick Fennessy | Registered representative | Nov 2025 (1y) | ||
| Michael Steven Mcmartin | Registered representative | Nov 2025 (1y) | ||
| Martin Webb Koonce | Registered representative | Nov 2025 (1y) | ||
| Matthew J Boudreaux | Registered representative | Nov 2025 (1y) | ||
| Michael R Cowart | Registered representative | Nov 2025 (1y) | ||
| Nicholas Tyson Bowman | Registered representative | CFP | Nov 2025 (1y) | |
| Norman Douglas Hostetler | Registered representative | CFP Chartered Financial Consultant | Nov 2025 (1y) | |
| Nichole Renee Zahner | Registered representative | CFP | Nov 2025 (1y) | |
| Patricia Ruth Monilaws | Registered representative | Nov 2025 (1y) | ||
| Paul Bendus Shockley | Registered representative | Nov 2025 (1y) | ||
| Philip C Lopez | Registered representative | Nov 2025 (1y) | ||
| Rebecca Anne Napier | Registered representative | Nov 2025 (1y) | ||
| Robert Joseph Rainey | Registered representative | Chartered Financial Consultant | Nov 2025 (1y) | |
| Robert Samuel Berz | Registered representative | Nov 2025 (1y) | ||
| Robert Scott Richardson | Registered representative | Chartered Financial Consultant | Nov 2025 (1y) | |
| Ross A Ferrin | Registered representative | Chartered Financial Consultant | Nov 2025 (1y) | |
| Ryan Robert Alvarez | Registered representative | Nov 2025 (1y) | ||
| Sean Abbas Haider | Registered representative | Nov 2025 (1y) | ||
| Sean Andrew Kelly | Registered representative | Chartered Financial Consultant | Nov 2025 (1y) | |
| Shelley Leavitt Nadel | Registered representative | CFP | Nov 2025 (1y) | |
| Stephen Lee Enoch | Registered representative | Nov 2025 (1y) | ||
| Stuart Lee Youngentob | Registered representative | Nov 2025 (1y) | ||
| Scott Wei | Registered representative | Nov 2025 (1y) | ||
| Sean Lyons | Registered representative | CFP | Nov 2025 (1y) | |
| Theodore Scott Alexander | Registered representative | Chartered Financial Consultant | Nov 2025 (1y) | |
| Thomas Edward Miller | Registered representative | Chartered Financial Consultant | Nov 2025 (1y) | |
| Todd Michael Schober | Registered representative | CFP | Nov 2025 (1y) | |
| Trevor Kamp Lattin | Registered representative | Nov 2025 (1y) | ||
| Troy Alonzo Young | Registered representative | CFP | Nov 2025 (1y) | |
| Thomas Wayne Davis | Registered representative | Chartered Financial Consultant | Nov 2025 (1y) | |
| Walker Person | Registered representative | Nov 2025 (1y) | ||
| Warren Bradford Stickney | Registered representative | Nov 2025 (1y) | ||
| Xiao Chen | Registered representative | CFP | Nov 2025 (1y) | |
| Zachary Joel Hamilton | Registered representative | Nov 2025 (1y) | ||
| Keith Fetzer | Registered representative | Nov 2025 (1y) | ||
| Francesco Antonio Spezzano | Registered representative | Chartered Financial Consultant | Nov 2025 (1y) | |
| Melvin Lionel Pope | Registered representative | Nov 2025 (1y) | ||
| Matthew G Paquin | Registered representative | Nov 2025 (1y) | ||
| William T Dudley | Registered representative | Nov 2025 (1y) | ||
| Cody James Jochim | Registered representative | Nov 2025 (1y) | ||
| Stephen James Javaras | Registered representative | Nov 2025 (1y) | ||
| Justin Anthony Bunger | Registered representative | Nov 2025 (1y) | ||
| Seth Hoffman Jones | Registered representative | Nov 2025 (1y) | ||
| Charles A Jordan | Registered representative | Nov 2025 (1y) | ||
| Howard Mark Ramsamugh | Registered representative | Nov 2025 (1y) | ||
| Alfred Heinz Richter | Registered representative | Dec 2025 (1y) | ||
| Ian Alexander Sachs | Registered representative | Chartered Financial Consultant | Dec 2025 (1y) | |
| Natalie Jairath | Registered representative | Dec 2025 (1y) | ||
| Jake Henry Hufham | Registered representative | Dec 2025 (1y) | ||
| Suad Cuturic | Registered representative | Dec 2025 (1y) | ||
| David Roland Nabity | Registered representative | Chartered Financial Consultant | Jan 2026 (1y) | |
| Nathan C Flah | Registered representative | Jan 2026 (1y) | ||
| Brooke Jayson Bowerman | Registered representative | Jan 2026 (1y) | ||
| Mark Gerard Munger | Registered representative | Jan 2026 (1y) | ||
| Charles Kiernan O'neill | Registered representative | Jan 2026 (1y) | ||
| Eliot Amery Ness | Registered representative | Jan 2026 (1y) | ||
| David Lee Evans | Registered representative | Jan 2026 (1y) | ||
| Richard James Rugel | Registered representative | Jan 2026 (1y) | ||
| Todd Morris Mezrah | Registered representative | Jan 2026 (1y) | ||
| Noah Behrend | Registered representative | Feb 2026 (0y) | ||
| Donald Raymond Savaglia | Registered representative | Feb 2026 (0y) | ||
| Daniel Frederick Sweetland | Registered representative | Feb 2026 (0y) | ||
| Joshua Mark Knights | Registered representative | Feb 2026 (0y) | ||
| Kevin Blake Plain | Registered representative | Feb 2026 (0y) | ||
| Mandie Josephine Peters | Registered representative | Feb 2026 (0y) | ||
| Richard William Wasson | Registered representative | Feb 2026 (0y) | ||
| Tyler Kretschmar | Registered representative | Feb 2026 (0y) | ||
| Wesley Edward Labelle | Registered representative | Feb 2026 (0y) | ||
| Rodney Dean Musto | Registered representative | Feb 2026 (0y) | ||
| Matthew Edward Herman | Registered representative | Mar 2026 (0y) | ||
| Tracy Christianson Mchale | Registered representative | Mar 2026 (0y) | ||
| Shawn Alan Purdy | Registered representative | CFP | Mar 2026 (0y) | |
| Daniel John Hinchey | Registered representative | CFA | Mar 2026 (0y) | |
| Timothy Mark Rolls | Registered representative | Mar 2026 (0y) | ||
| Richard Edward Frick | Registered representative | Mar 2026 (0y) | ||
| John Richard Nanosky | Registered representative | Mar 2026 (0y) | ||
| Adrian Malave | Registered representative | Apr 2026 (0y) | ||
| Nicholas Peter Mueller | Registered representative | Apr 2026 (0y) | ||
| Michelle Renee Stockman | Registered representative | CFP | Apr 2026 (0y) | |
| Gregory Todd Johnson | Registered representative | May 2026 (0y) | ||
| John Phillip Kohles | Registered representative | May 2026 (0y) | ||
| Cynthia Deanne Frances Tornetta | Registered representative | Jun 2026 (0y) | ||
| Michael Ciarlo | Registered representative | Jun 2026 (0y) | ||
| Salvatore Lauri | Registered representative | Jun 2026 (0y) | ||
| William Snyder | Registered representative | Jun 2026 (0y) | ||
| Andrew Borner | Registered representative | Jul 2026 (0y) | ||
| Natalie Yvonne Yaksick | Registered representative | Jul 2026 (0y) | ||
| Forrest Patterson | Registered representative | Chartered Financial Consultant | Jul 2026 (0y) | |
| Dalton Lehnen | Registered representative | CFP | Jul 2026 (0y) | |
| Kyle John Schwan | Registered representative | Jul 2026 (0y) | ||
| Kory Joel Schwan | Registered representative | Jul 2026 (0y) | ||
| Ryan Nickolas Patnoe | Registered representative | Jul 2026 (0y) | ||
| Michael James Peterson | Registered representative | CFP | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| American Independent Marketing, Llc | Direct Owner | Jun 2021 | A | 75% or more |
| Goldencare Holdings, Inc. | Indirect Owner | Jun 2021 | B | ≈ 56.25% – 100% via American Independent Marketing, Llc |
| Integrity Marketing Partners, Llc | Indirect Owner | Jun 2021 | B | 75% or more of Goldencare Holdings Inc (indirect) |
| Integrity Marketing Acquisition, Llc | Indirect Owner | Jun 2021 | B | 75% or more of Integrity Marketing Partners, Llc (indirect) |
| Integrity Marketing Intermediate | Indirect Owner | Jun 2021 | B | 75% or more of Integrity Marketing Acquisition, Llc (indirect) |
| Integrity Marketing Parent, Llc | Indirect Owner | Jun 2021 | B | 75% or more of Integrity Marketing Intermediate (indirect) |
| Integrity, Llc | Indirect Owner | Jun 2021 | B | 75% or more of Integrity Marketing Parent, Llc (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Goldencare Holdings, Inc.: 75% – 100% of American Independent Marketing, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Des Moines Christian School 401(k) Plan | Des Moines Christian School | 229 | $7.8M | 07/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/13/2026 | 2.53 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Regulatory · Item 11.E(2)
as of Dec 02, 2024
Allegations: VIOLATION OF FINRA RULES 2330(B),2330(C), AND 2010. Status: Final Sanction Detail: FIRM WAS CENSURED AND FINED $45,000 Summary: WITHOUT ADMITTING OR DENYING THE FINDINGS BROKERS FINANCIAL SUBMITTED A LETTER OF ACCEPTANCE, WAIVER AND CONSENT TO RESOLVE THIS MATTER. PURSUANT TO THE AWC, THE FIRM WAS CENSURED AND FINED $45,000 FOR THE VIOLATIONS NOTED ABOVE.
Regulatory · Item 11.E(2)
as of Dec 02, 2024
Allegations: VIOLATION OF FINRA RULES 3110 AND 2010. Status: Final Sanction Detail: FIRM WAS CENSURED AND FINED $30,000. Summary: WITHOUT ADMITTING OR DENYING THE FINDINGS BROKERS FINANCIAL SUBMITTED A LETTER OF ACCEPTANCE, WAIVER AND CONSENT TO RESOLVE THIS MATTER. PURSUANT TO THE AWC, THE FIRM WAS CENSURED AND FINED $30,000 FOR THE VIOLATIONS NOTED ABOVE.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $2.8B (51% of AUM) May 2026
- Pershing $1.3B (24% of AUM) May 2026
- Assetmark Brokerage, Llc $881M (16% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 13, 2026.
View current Form ADV (SEC/IAPD) ↗