AUMdb

Arrow Investment Advisors, Llc

SEC-registered Broker-Dealer (Dually Registered) · Small ($100M–$1B) CRD 139652 · SEC file 801-66595 · Laurel, MD · www.linkedin.com
☆ Save with Pro ADV data as of Mar 31, 2026
Regulatory AUM
$377M
Discretionary
$377M
Clients
2
Avg AUM / client
$189M
Accounts
2
Employees
10

AUM over time

$301M $804M
Mar 23, 2012 Mar 31, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026

Investments (13F portfolio — 59 positions, $93,906,814)

13F period Mar 31, 2026
#IssuerClassValueShares% of 13F% of AUM
1 Arrow Invts Tr RESV CAP ETF $40,925,862 409,003 43.6% 10.8%
2 Ishares Tr MSCI USA VALUE $4,620,606 32,496 4.92% 1.22%
3 Ishares Tr MSCI EMG MKT ETF $4,559,158 80,281 4.86% 1.21%
4 Select Sector Spdr Tr STATE STREET IND $4,439,489 27,450 4.73% 1.18%
5 Ishares Inc MSCI EURZONE ETF $4,362,563 69,645 4.65% 1.16%
6 Ishares Tr S&P 500 GRWT ETF $4,170,592 36,872 4.44% 1.11%
7 Ishares Tr EUROPE ETF $3,850,364 56,673 4.1% 1.02%
8 Ishares Tr MSCI USA MMENTM $3,529,053 14,705 3.76% 0.94%
9 Arrow Invts Tr VALTORO ETF $2,899,275 155,000 3.09% 0.77%
10 Invesco Db Commdy Indx Trck UNIT $1,363,169 47,087 1.45% 0.36%
11 Ishares Tr TIPS BD ETF $1,283,597 11,631 1.37% 0.34%
12 Ishares Tr 20 YR TR BD ETF $1,254,751 14,474 1.34% 0.33%
13 Ishares Tr IBOXX INV CP ETF $1,183,631 10,860 1.26% 0.31%
14 Spdr Series Trust STATE STREET SPD $1,109,497 12,123 1.18% 0.29%
15 Ishares Tr IBOXX HI YD ETF $1,044,623 13,130 1.11% 0.28%
16 Ishares Tr 1 3 YR TREAS BD $975,234 11,811 1.04% 0.26%
17 Vanguard Index Fds VALUE ETF $685,719 3,495 0.73% 0.18%
18 Vanguard Index Fds SML CP GRW ETF $682,178 2,257 0.73% 0.18%
19 Global X Fds GLBX MSCI COLUM $554,196 14,009 0.59% 0.15%
20 Ishares Inc MSCI ISRAEL ETF $521,716 4,496 0.56% 0.14%
21 Ishares Inc MSCI STH KOR ETF $460,672 3,745 0.49% 0.12%
22 Ishares Inc MSCI SINGPOR ETF $430,186 15,244 0.46% 0.11%
23 Ishares Tr MSCI POLAND ETF $427,490 11,741 0.46% 0.11%
24 Ishares Tr MSCI PERU AND GL $425,180 5,268 0.45% 0.11%
25 Ishares Inc MSCI SPAIN ETF $423,890 7,805 0.45% 0.11%

Top 25 of 59 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client typeClientsAUM% of AUM
Investment companies 2 $377M 100.0%

People (3)

NameRole / titleCredentialsWith firm sinceOwnership
Serrapere, John, Ralph Managing Member, Director Of Research Feb 2007 (20y) Less than 5%
Barrato, Joseph, John Managing Member, Chief Executive Officer, President Dec 2007 (19y) 75% or more
Lewis, Christopher, Hardy Chief Compliance Officer Jul 2021 (5y) Less than 5%

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/31/2026 1010 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for investment companies

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.

View current Form ADV (SEC/IAPD) ↗