Bhk Securities, Llc
- Regulatory AUM
- $128M
- Discretionary
- $54.7M
- Clients
- 103
- Avg AUM / client
- $1.2M
- Accounts
- 184
- Employees
- 8
AUM over time
Annual snapshots from Form ADV filings · as of Mar 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 42 | $14.9M | 11.6% |
| High net worth individuals | 61 | $111M | 86.7% |
| Pension and profit sharing plans | Fewer than 5 clients | $2.1M | 1.64% |
| Corporations and other businesses | Fewer than 5 clients | $50.6K | 0.04% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| James Bailey Knight | Chief Compliance Officer / Srop / Crop | Mar 2005 (21y) | ≈ 18.75% – 50% via Bhk Holdings, Llc | |
| Meredyth Roberts Hazzard | Ceo / Finop / Cfo | Mar 2005 (21y) | ≈ 18.75% – 50% via Bhk Holdings, Llc | |
| Brock, John Gurney | President | Oct 2006 (20y) | ≈ 18.75% – 50% via Bhk Holdings, Llc | |
| Robert Lee Barnett | Registered representative | Chartered Financial Consultant | Jan 2012 (15y) | |
| William Martin Beasley | Registered representative | Jul 2021 (5y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Bhk Holdings, Llc | Managing Member | Mar 2005 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- James Bailey Knight: 25% – 50% of Bhk Holdings, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Meredyth Roberts Hazzard: 25% – 50% of Bhk Holdings, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Brock, John Gurney: 25% – 50% of Bhk Holdings, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/26/2026 | 1.12 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Commissions
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Wells Fargo $128M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.
View current Form ADV (SEC/IAPD) ↗