Wisdomtree Asset Management, Inc.
- Regulatory AUM
- $88.4B
- Discretionary
- $88.4B
- Clients
- 2
- Avg AUM / client
- $44.2B
- Accounts
- 85
- Employees
- 175
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 1 | $88.4B | 100.0% |
| Other investment advisers | 1 | — | — |
People (10)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Steinberg, Jonathan, Laurence | Ceo And Director | Feb 2004 (23y) | Less than 5% | |
| Ziemba, Peter, M | Senior Advisor To The Ceo, Cao, And Director | Apr 2007 (19y) | Less than 5% | |
| Feld, Terry, Jane | Head Of Us Compliance, Chief Compliance Officer | Oct 2012 (14y) | Less than 5% | |
| Bell, Stuart, Michael | Chief Operating Officer And Director | Jan 2018 (9y) | Less than 5% | |
| Frankenthaler, Marci, Jill | Chief Legal Officer And Secretary | Apr 2019 (7y) | Less than 5% | |
| Lilien, Robert, Jarrett | President | Sep 2019 (7y) | Less than 5% | |
| Edmiston, Bryan, Joseph | Chief Financial Officer And Treasurer | Jun 2021 (5y) | Less than 5% | |
| Antico, Joanne | General Counsel & Assistant Secretary | Oct 2021 (5y) | Less than 5% | |
| Schwartz, Jeremy, D | Global Chief Investment Officer | Nov 2021 (5y) | Less than 5% | |
| Yates, David | Chief Information Officer | Mar 2022 (4y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Wisdomtree, Inc. | Stockholder | Apr 2005 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.34 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: ON OCTOBER 21, 2024, WISDOMTREE ASSET MANAGEMENT, INC. ("WTAM") ENTERED INTO A SETTLEMENT WITH THE SEC RELATED TO ALLEGED MISSTATEMENTS BY WTAM REGARDING THE ESG SCREENING PROCESS EMPLOYED BY THREE EXCHANGE-TRADED SERIES OF WISDOMTREE TRUST MANAGED BY WTAM (THE "FUNDS"). THE FUNDS WERE LIQUIDATED IN FEBRUARY 2024. WTAM ENTERED INTO THE SETTLEMENT WITHOUT ADMITTING OR DENYING THE SEC'S ALLEGATIONS THAT WTAM VIOLATED SECTIONS 206(2) AND 206(4) OF THE INVESTMENT ADVISERS ACT OF 1940, AND RULES 206(4)-7 AND 206(4)-8 THEREUNDER, AND SECTION 34(B) OF THE INVESTMENT COMPANY ACT OF 1940. THE SEC ALLEGED THAT FROM MARCH 2020 UNTIL NOVEMBER 2022, WTAM MISSTATED TO THE FUNDS' BOARD OF TRUSTEES AND INVESTORS THAT THE FUNDS WOULD NOT INVEST IN COMPANIES THAT WERE "INVOLVED IN CERTAIN CONTROVERSIAL PRODUCTS OR ACTIVITIES" WHEN THE FUNDS' ESG SCREENING PROCESS, WHICH USED DATA FROM THIRD-PARTY VENDORS, FAILED TO EXCLUDE ALL SUCH COMPANIES. THE SEC FURTHER ALLEGED THAT WTAM DID NOT ADOPT AND IMPLEMENT POLICIES AND PROCEDURES CONCERNING THE PROCESS FOR EXCLUDING SUCH COMPANIES FROM THE FUNDS' PORTFOLIOS AND, MORE BROADLY, FOR ITS ESG INVESTMENT PROCESS. IN RESOLVING THESE FINDINGS, WTAM AGREED TO A CENSURE, TO CEASE AND DESIST FROM COMMITTING OR CAUSING ANY VIOLATIONS AND ANY FUTURE VIOLATIONS OF THE PREVIOUSLY REFERENCED STATUTORY PROVISIONS, AND TO PAY A CIVIL MONEY PENALTY OF $4 MILLION. Status: Final Sanction Detail: $4,000,000 WAS PAID BY WIRE ON OCTOBER 22, 2024. Summary: ON OCTOBER 21, 2024, WISDOMTREE ASSET MANAGEMENT, INC. ("WTAM") ENTERED INTO A SETTLEMENT WITH THE SEC RELATED TO ALLEGED MISSTATEMENTS BY WTAM REGARDING THE ESG SCREENING PROCESS EMPLOYED BY THREE EXCHANGE-TRADED SERIES OF WISDOMTREE TRUST MANAGED BY WTAM (THE "FUNDS"). THE FUNDS WERE LIQUIDATED IN FEBRUARY 2024. WTAM ENTERED INTO THE SETTLEMENT WITHOUT ADMITTING OR DENYING THE SEC'S ALLEGATIONS THAT WTAM VIOLATED SECTIONS 206(2) AND 206(4) OF THE INVESTMENT ADVISERS ACT OF 1940, AND RULES 206(4)-7 AND 206(4)-8 THEREUNDER, AND SECTION 34(B) OF THE INVESTMENT COMPANY ACT OF 1940. IN RESOLVING THESE FINDINGS, WTAM AGREED TO A CENSURE, TO CEASE AND DESIST FROM COMMITTING OR CAUSING ANY VIOLATIONS AND ANY FUTURE VIOLATIONS OF THE PREVIOUSLY REFERENCED STATUTORY PROVISIONS, AND TO PAY A CIVIL MONEY PENALTY OF $4 MILLION. WTAM PAID THE CIVIL MONEY PENALTY ON OCTOBER 22, 2024.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for investment companies
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗