Peachtree Wealth Advisors, Inc
SEC-registered
Insurance-Affiliated · Small ($100M–$1B)
CRD 139779
· SEC file 801-119707
· Atlanta, GA
· WWW.PEACHTREEWA.COM
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ADV data as of Mar 12, 2026
- Regulatory AUM
- $437M
- Discretionary
- $437M
- Clients
- 503
- Avg AUM / client
- $868K
- Accounts
- 1,359
- Employees
- 3
AUM over time
$109M
$437M
Sep 2020
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 12, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 279 | $62.6M | 14.3% |
| High net worth individuals | 174 | $319M | 72.9% |
| Pension and profit sharing plans | Fewer than 5 clients | $735K | 0.17% |
| Charitable organizations | Fewer than 5 clients | $452K | 0.1% |
| Corporations and other businesses | 50 | $54.4M | 12.4% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| David Simon Frank | Secretary / Chief Financial Officer | Feb 2006 (21y) | 50% – 75% | |
| Jonathan Samuel Lindvig | President / Chief Compliance Officer | Feb 2006 (21y) | 50% – 75% |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/12/2026 | 903 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Institutional $437M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 12, 2026.
View current Form ADV (SEC/IAPD) ↗