AUMdb

Applied Finance Advisors, Llc

SEC-registered Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) CRD 140054 · SEC file 801-66461 · San Antonio, TX · WWW.APPLIEDFINANCEFUNDS.COM
☆ Save with Pro ADV data as of Mar 30, 2026
Regulatory AUM
$2.1B
Discretionary
$2.1B
Clients
2
Avg AUM / client
$1.0B
Accounts
9
Employees
6

AUM over time

$61.1M $2.1B
Dec 2011 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 30, 2026

Who they serve

Client typeClientsAUM% of AUM
Investment companies 2 $2.1B 100.0%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
Saxton & Stump, Llc 401(k) Profit Sharing Plan Saxton & Stump, Llc 2024

People (4)

NameRole / titleCredentialsWith firm sinceOwnership
Obrycki, Daniel, James Managing Member Jan 2004 (23y) 50% – 75% of Applied Finance Group, Ltd. (indirect)
Resendes, Rafael Managing Member Jan 2004 (23y) 50% – 75% of Applied Finance Group, Ltd. (indirect)
Blinn, Paul, Donald Managing Member Feb 2006 (21y) 25% – 50%
Jones, David, Dwain Chief Compliance Officer Feb 2006 (21y) Less than 5%

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Applied Finance Group. Ltd Member Feb 2006 A 75% or more

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (1)

PlanSponsorParticipantsPlan assetsAs of
Saxton & Stump, Llc 401(k) Profit Sharing Plan Saxton & Stump, Llc 155 $21.5M 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/30/2026 1020 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for investment companies

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.

View current Form ADV (SEC/IAPD) ↗