Colomb Investment Management Company, Llc
- Regulatory AUM
- $4.7M
- Discretionary
- $4.7M
- Clients
- 32
- Avg AUM / client
- $145K
- Accounts
- 32
- Employees
- 8
AUM over time
Annual snapshots from Form ADV filings · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 32 | $4.7M | 100.0% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Robert Louis Colomb | President/Cco | Feb 2006 (21y) | 75% or more | |
| Michael Ovide Babin | Registered representative | Jan 2022 (5y) | ||
| Thomas Phillip Webb | Registered representative | Chartered Financial Consultant | Apr 2023 (3y) | |
| Mary Louise James | Registered representative | CFP | Jun 2023 (3y) | |
| Shauna M Price | Registered representative | Jun 2024 (2y) | ||
| Samuel Ivor Alleyne | Registered representative | Jun 2024 (2y) | ||
| John J Bellino | Registered representative | Chartered Financial Consultant | Nov 2024 (2y) | |
| Eric Franklin Harris | Registered representative | Jan 2025 (2y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 1020 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • REFERRAL FEES, ASSET BASED CONSULTING FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Truist Financial Corp $3.9M (85% of AUM) Mar 2026
- Altruist Financial $3.9M (85% of AUM) Mar 2026
- Shareholders Service Group, Inc. $1.0M (63% of AUM) Nov 2024
- Nationwide Advisory Solutions $707K (15% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗