Cosey Financial Services, Inc.
- Regulatory AUM
- $124M
- Discretionary
- $100.0M
- Clients
- 404
- Avg AUM / client
- $306K
- Accounts
- 908
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 343 | $46.9M | 38.0% |
| High net worth individuals | 42 | $62.3M | 50.4% |
| Banking or thrift institutions | Fewer than 5 clients | $1.2M | 0.95% |
| Pension and profit sharing plans | 14 | $12.6M | 10.2% |
| Charitable organizations | 0 | $270K | 0.22% |
| Corporations and other businesses | 5 | $298K | 0.24% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Anthony Eugene Cosey | President/Chief Compliance Officer | Jan 2006 (21y) | 75% or more | |
| Donald Robert Greene | Registered representative | Chartered Financial Consultant | May 2017 (9y) | |
| Randy Lynn Puckett | Registered representative | Apr 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/25/2026 | 944 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $100.0M (81% of AUM) Feb 2026
- Transamerica Capital, Inc. $12.8M (11% of AUM) Mar 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 25, 2026.
View current Form ADV (SEC/IAPD) ↗