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Investment Adviser
CRD 140200
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ADV data as of Mar 26, 2025
- Regulatory AUM
- —
- Discretionary
- —
- Clients
- 0
- Avg AUM / client
- —
- Accounts
- —
- Employees
- 4
AUM over time
$54.4M
$189M
Nov 10, 2011
Sep 13, 2024
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 26, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $168M (89% of AUM) Sep 2024
- Fidelity Brokerage Services $20.1M (11% of AUM) Sep 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2025.