AUMdb

Davie Kaplan Wealth Care Advisors, Llc

State-registered Insurance-Affiliated CRD 140436 · Rochester, NY · WWW.DAVIEKAPLAN.COM
☆ Save with Pro ADV data as of Mar 31, 2026
Regulatory AUM
Discretionary
Clients
Avg AUM / client
Accounts
Employees
16

People (15)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
David C Pitcher Registered representative Personal Financial Specialist Jun 2021 (5y)
Francis L Ostrom Registered representative CFP Jun 2021 (5y)
Gary Andrew Debellis Registered representative Personal Financial Specialist Jun 2021 (5y)
Gregory Arthur Miller Registered representative Personal Financial Specialist Jun 2021 (5y)
James Frederick Shaw Registered representative Personal Financial Specialist Jun 2021 (5y)
Jennifer R Jones Registered representative Jun 2021 (5y)
Sam Peter John Irvine Registered representative CFP Jun 2021 (5y)
Scott Michael Kogler Registered representative Personal Financial Specialist Jun 2021 (5y)
Christopher L Sassone Registered representative CFP Jun 2021 (5y)
Patrick Robert George Registered representative Personal Financial Specialist Jun 2021 (5y)
Brian M Sauers Registered representative Jul 2021 (5y)
Glenna Joy Durwin Registered representative Chartered Financial Consultant Nov 2022 (4y)
Nicholas Michael Piehler Registered representative Feb 2024 (3y)
Sheila Marie Monachino Registered representative Feb 2024 (3y)
Deanna Jean Gutta Registered representative Aug 2025 (1y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/31/2026 1.18 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Hourly charges
  • Fixed fees

Services

  • Financial planning services

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.

View current Form ADV (SEC/IAPD) ↗