James J. Burns & Company, Llc
- Regulatory AUM
- $1.3B
- Discretionary
- $1.3B
- Clients
- 627
- Avg AUM / client
- $2.0M
- Accounts
- 2,530
- Employees
- 17
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 337 | $1.1B | 87.8% |
| High net worth individuals | 280 | $111M | 8.84% |
| Pension and profit sharing plans | 10 | $42.6M | 3.4% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Forestdale, Inc. Cash Or Deferred Plan & Trust Forestdale, Inc. | 2024 |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Anthony Lagiglia | Managing Director | CFP | Apr 1998 (28y) | Less than 5% |
| James Joseph Burns | President/Ceo | CFP | Apr 2006 (20y) | 75% or more |
| Mula, Steven, Charles | Chief Investment Officer | Mar 2014 (12y) | Less than 5% | |
| Adam Kohler | Director Of Financial Planning | CFP | Feb 2022 (4y) | Less than 5% |
| Evans, Jessica | Manager Of Client Services & Cco | Feb 2023 (4y) | Less than 5% | |
| Ricky Bathija | Registered representative | CFP | Aug 2021 (5y) | |
| Nejad Abo Hamzy | Registered representative | CFP | Aug 2021 (5y) | |
| Anamika Bala Madan | Registered representative | CFP | May 2024 (2y) | |
| David Michael Carter | Registered representative | CFA | Oct 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Forestdale, Inc. Cash Or Deferred Plan & Trust | Forestdale, Inc. | 304 | $15.6M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/24/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $1.2B (98% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2026.
View current Form ADV (SEC/IAPD) ↗