Rosenthal Capital Management, Llc
- Regulatory AUM
- $17.4M
- Discretionary
- $17.4M
- Clients
- 18
- Avg AUM / client
- $967K
- Accounts
- 18
- Employees
- 1
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2021
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 18 | $17.4M | 100.0% |
Private funds (3)
Reported in Form ADV Section 7.B.(1), filing of May 2016 · $10.2M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Fortune's Favor I Lp | Hedge Fund | Delaware | $7.5M | 20 |
| Fortune's Favor Precious Metals Lp | Hedge Fund | Delaware | $1.8M | 11 |
| Fortune's Favor Offshore Ltd | Hedge Fund | Cayman Islands | $970K | 1 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Bret Berger Rosenthal | Managing Member | Jan 2006 (21y) | 75% or more | |
| Rosenthal, Gary, Samuel | Member | Jan 2006 (21y) | Less than 5% | |
| Rosenthal, Michele | Member/Chief Compliance Officer | Jan 2006 (21y) | 25% – 50% |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (3, $10.2M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Fortune's Favor I Lp | Hedge Fund | $7.5M | $500K | 20 |
| Fortune's Favor Precious Metals Lp | Hedge Fund | $1.8M | $250K | 11 |
| Fortune's Favor Offshore Ltd | Hedge Fund | $970K | $500K | 1 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2021 | 970 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Other services
Custody
Reported custodians
- Interactive Brokers $9.8M (56% of AUM) Mar 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2021.
View current Form ADV (SEC/IAPD) ↗