Oppenheimer Alternative Investment Management, Llc
- Regulatory AUM
- $178M
- Discretionary
- $178M
- Clients
- 7
- Avg AUM / client
- $25.4M
- Accounts
- 7
- Employees
- 9
AUM over time
Annual snapshots from Form ADV filings · as of Jul 01, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 7 | $178M | 100.0% |
Private funds (6)
Reported in Form ADV Section 7.B.(1), filing of Jul 2024 · $116M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Private Market Opportunity Vista Fund I, Llc | Other Private Fund | Delaware | $26.9M | 284 |
| Private Market Opportunity Vista Fund V, Llc | Private Equity Fund | Delaware | $25.8M | 161 |
| Private Market Opportunity Vista Fund Iii, Llc | Private Equity Fund | Delaware | $19.7M | 154 |
| Oppenheimer Global Resource Private Equity Fund I, L.P. master | Private Equity Fund | Delaware | $19.7M | 106 |
| Private Market Opportunity Vista Fund Ii, Llc | Other Private Fund | Delaware | $14.3M | 175 |
| Oppenheimer Global Resource Private Equity Offshore Fund I, L.P. feeder | Private Equity Fund | Cayman Islands | $9.9M | 20 |
People (7)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kaback, Deborah | Senior Vice President | Apr 2006 (20y) | Less than 5% | |
| Mcnamara, Dennis, Patrick | Secretary | Apr 2006 (20y) | Less than 5% | |
| Mckigney, Bryan, Edward | President | Apr 2015 (11y) | Less than 5% | |
| Siegel, Douglas, Thornley | Global Compliance Officer | Feb 2016 (11y) | Less than 5% | |
| Brian Alan Roth | Cco Ia | Aug 2020 (6y) | Less than 5% | |
| Robert Steven Lowenthal | Senior Vice President | Jan 2021 (6y) | Less than 5% | |
| Watkins, Brad, Michael | Senior Vice President Cfo | Aug 2022 (4y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Oppenheimer Asset Management Inc. | Direct Owner | Apr 2006 | A | 75% or more |
| E.A. Viner International Co. | 100% Owner | Apr 2006 | B | ≈ 56.25% – 100% via Oppenheimer Asset Management Inc. |
| Oppenheimer Holdings Inc. | 100% Owner | Apr 2006 | B | ≈ 42.19% – 100% via E.A. Viner International Co. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- E.A. Viner International Co.: 75% – 100% of Oppenheimer Asset Management Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Oppenheimer Holdings Inc.: 75% – 100% of E.A. Viner International Co. × 75% – 100% of Oppenheimer Asset Management Inc. × 75% – 100% direct ≈ 42.19% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (6, $116M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Private Market Opportunity Vista Fund I, Llc | Other Private Fund | $26.9M | $250K | 284 |
| Private Market Opportunity Vista Fund V, Llc | Private Equity Fund | $25.8M | $100K | 161 |
| Private Market Opportunity Vista Fund Iii, Llc | Private Equity Fund | $19.7M | $150K | 154 |
| Oppenheimer Global Resource Private Equity Fund I, L.P. | Private Equity Fund | $19.7M | $500K | 106 |
| Private Market Opportunity Vista Fund Ii, Llc | Other Private Fund | $14.3M | $150K | 175 |
| Oppenheimer Global Resource Private Equity Offshore Fund I, L.P. | Private Equity Fund | $9.9M | $500K | 20 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/01/2026 | 2.96 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
- • Selection of other advisers
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 01, 2026.
View current Form ADV (SEC/IAPD) ↗