Strategic Wealth Management Llc
- Regulatory AUM
- $16.5M
- Discretionary
- $0
- Clients
- 26
- Avg AUM / client
- $634K
- Accounts
- 28
- Employees
- 2
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 13, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 26 | $5.9M | 35.9% |
| High net worth individuals | Fewer than 5 clients | $10.6M | 64.1% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Anthony John Daria | President/Chief Compliance Officer | May 2006 (20y) | 50% – 75% | |
| Alex Socolof | Investment Advisor Representative | Jun 2012 (14y) | 25% – 50% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/13/2026 | 1.12 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Event Detail: ON OCTOBER 23, 2013, SWM'S PRINCIPAL WAS CHARGED BY FELONY COMPLAINT WITH 5 COUNTS CRIMINAL POSSESSION OF A FORGED INSTRUMENT IN THE SECOND DEGREE, CLASS "D" FELONIES. THESE CHARGES ARE NOT CONNECTED OR RELATED TO ANY INVESTMENT RELATED BUSINESS OR ACTIVITY. Status: Pending Disposition: NO FINES OR PENALTIES. Summary: ADVISOR RAN FOR PUBLIC OFFICE AND HELD A PETITION THAT WAS LATTER REVIEWED BY ELECTION COMMITTEE THAT OBJECTED TO SIGNATURES HELD ON THE PETITION.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $16.5M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 13, 2026.
View current Form ADV (SEC/IAPD) ↗