Whalerock Point Partners, Llc
- Regulatory AUM
- $1.0B
- Discretionary
- $1.0B
- Clients
- 136
- Avg AUM / client
- $7.6M
- Accounts
- 345
- Employees
- 6
AUM over time
Annual snapshots from Form ADV filings · as of Jan 16, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 56 | $24.0M | 2.31% |
| High net worth individuals | 75 | $629M | 60.5% |
| Charitable organizations | 1 | $5.5M | 0.53% |
| Corporations and other businesses | 4 | $380M | 36.6% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Meridian Title Corporation Employee's Savings And Profit Sharing Plan Meridian Title Company, Llc Dba Meridian Title Corporation | 2024 | |
| Lcb Senior Living Llc 401(k) Profit Sharing Plan Lcb Senior Living, Llc | 2024 |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Bradley Page Dorman | Ceo & Managing Partner | May 2006 (20y) | 50% – 75% | |
| Tyson Carter Reed | Partner/Chief Operating Officer | Dec 2014 (12y) | 25% – 50% | |
| Reed, Jacalyn, Rogers | Chief Compliance Officer | Jan 2024 (3y) | Less than 5% | |
| John Philip Genco | Registered representative | CFA | Aug 2018 (8y) | |
| Leslie Anne Sawyer | Registered representative | Jun 2020 (6y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Meridian Title Corporation Employee's Savings And Profit Sharing Plan | Meridian Title Company, Llc Dba Meridian Title Corporation | 202 | $13.0M | 01/01/2024 |
| Lcb Senior Living Llc 401(k) Profit Sharing Plan | Lcb Senior Living, Llc | 2,831 | $23.2M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/16/2026 | 1 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Other services
Custody
Reported custodians
- Fidelity Brokerage Services $455M (44% of AUM) Jan 2026
- Bank Of America / U.S. Trust $145M (14% of AUM) Jan 2026
- Citizens Securities, Inc. $113M (19% of AUM) Nov 2023
- Citizens Private Wealth $111M (11% of AUM) Jan 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 16, 2026.
View current Form ADV (SEC/IAPD) ↗