AUMdb

Comperio Retirement Consulting, Inc.

SEC-registered Institutional / Pension Advisor · Mid-sized ($1B–$10B) CRD 140786 · SEC file 801-66831 · Cary, NC · www.linkedin.com
☆ Save with Pro ADV data as of Mar 30, 2026
Regulatory AUM
$2.0B
Discretionary
$0
Clients
27
Avg AUM / client
$73.5M
Accounts
32
Employees
4

AUM over time

$1.2B $2.0B
Mar 25, 2016 Mar 30, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 30, 2026

Who they serve

Client typeClientsAUM% of AUM
Pension and profit sharing plans 27 $2.0B 100.0%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
Gregory Electric Company, Inc. Employee Savings And Profit Sharing Plan Gregory Electric Company, Inc. 2024
Nexsen Pruet 401(k) Profit Sharing Plan Nexsen Pruet, Llc 2024
Pepsi Bottling Ventures 401(k) Plan Pepsi Bottling Ventures Llc 2024
Mutual Drug 401(k) Plan The North Carolina Mutual Wholesale Drug Company, Inc. 2024
Gfl Environmental Us 401(k) Plan Gfl Environmental Holdings (Us), Inc. 2024
Community Based Care 401(k) Plan Community Based Care, Llc 2024
Danzer Group 401(k) Retirement Plan Danzer Services, Inc. 2024
Colinx Retirement Savings Plan Colinx 2024
Smart Wires Grid, Inc. 401(k) Plan Smart Wires Grid, Inc. 2024

People (3)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
James Richard Sotell Managing Director, President, Chief Compliance Officer & Treasurer May 2006 (20y) 75% or more
Scott Francis Fremer Secretary Dec 2015 (11y) 5% – 10%
Jarrott B Heath Registered representative Jun 2019 (7y)

Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (9)

PlanSponsorParticipantsPlan assetsAs of
Gregory Electric Company, Inc. Employee Savings And Profit Sharing Plan Gregory Electric Company, Inc. 220 $20.3M 01/01/2024
Nexsen Pruet 401(k) Profit Sharing Plan Nexsen Pruet, Llc 0 $0 01/01/2024
Pepsi Bottling Ventures 401(k) Plan Pepsi Bottling Ventures Llc 3,141 $220M 01/01/2024
Mutual Drug 401(k) Plan The North Carolina Mutual Wholesale Drug Company, Inc. 95 $22.7M 01/01/2024
Gfl Environmental Us 401(k) Plan Gfl Environmental Holdings (Us), Inc. 9,664 $312M 01/01/2024
Community Based Care 401(k) Plan Community Based Care, Llc 6,367 $2.7M 01/01/2024
Danzer Group 401(k) Retirement Plan Danzer Services, Inc. 320 $35.6M 01/01/2024
Colinx Retirement Savings Plan Colinx 956 $51.2M 01/01/2024
Smart Wires Grid, Inc. 401(k) Plan Smart Wires Grid, Inc. 57 $10.2M 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/30/2026 849 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Pension consulting services
  • Selection of other advisers

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.

View current Form ADV (SEC/IAPD) ↗