Alphaq Advisors Llc
- Regulatory AUM
- $90.6M
- Discretionary
- $79.0M
- Clients
- 87
- Avg AUM / client
- $1.0M
- Accounts
- 280
- Employees
- 2
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 18, 2026
Investments (13F portfolio — 34 positions, $41,728,008)
13F period Mar 31, 2025| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Ishares Tr | CORE US AGGBD ET | $6,551,175 | 66,227 | 15.7% | 7.23% |
| 2 | Enterprise Prods Partners L | COM | $3,270,117 | 95,785 | 7.84% | 3.61% |
| 3 | Spdr Ser Tr | BLOOMBERG 1-3 MO | $3,223,827 | 35,144 | 7.73% | 3.56% |
| 4 | Spdr S&P 500 Etf Tr | TR UNIT | $2,608,995 | 4,664 | 6.25% | 2.88% |
| 5 | Amazon Com Inc | COM | $2,039,968 | 10,722 | 4.89% | 2.25% |
| 6 | Select Sector Spdr Tr | SBI HEALTHCARE | $1,807,166 | 12,377 | 4.33% | 1.99% |
| 7 | Ishares Tr | MSCI CHINA ETF | $1,793,514 | 32,969 | 4.3% | 1.98% |
| 8 | Select Sector Spdr Tr | TECHNOLOGY | $1,675,379 | 8,114 | 4.02% | 1.85% |
| 9 | Janus Detroit Str Tr | B-BBB CLO ETF | $1,465,398 | 30,108 | 3.51% | 1.62% |
| 10 | Alphabet Inc | CAP STK CL A | $1,252,584 | 8,100 | 3.0% | 1.38% |
| 11 | T Mobile Us Inc | COM | $1,169,523 | 4,385 | 2.8% | 1.29% |
| 12 | Intuitive Surgical Inc | COM NEW | $1,105,938 | 2,233 | 2.65% | 1.22% |
| 13 | Spdr Gold Tr | GOLD SHS | $1,064,389 | 3,694 | 2.55% | 1.17% |
| 14 | Spdr Ser Tr | PORTFOLIO SH TSR | $1,004,338 | 34,348 | 2.41% | 1.11% |
| 15 | Janus Detroit Str Tr | HENDERSON MTG | $902,177 | 19,959 | 2.16% | 1.0% |
| 16 | Microsoft Corp | COM | $893,428 | 2,380 | 2.14% | 0.99% |
| 17 | Simplify Exchange Traded Fun | MBS ETF | $888,473 | 17,719 | 2.13% | 0.98% |
| 18 | Ishares Tr | 10-20 YR TRS ETF | $871,856 | 8,403 | 2.09% | 0.96% |
| 19 | Vaneck Etf Trust | GOLD MINERS ETF | $866,397 | 18,847 | 2.08% | 0.96% |
| 20 | Walmart Inc | COM | $856,655 | 9,758 | 2.05% | 0.95% |
| 21 | Booking Holdings Inc | COM | $810,816 | 176 | 1.94% | 0.89% |
| 22 | Visa Inc | COM CL A | $797,297 | 2,275 | 1.91% | 0.88% |
| 23 | Energy Transfer L P | COM UT LTD PTN | $728,835 | 39,205 | 1.75% | 0.8% |
| 24 | Schwab Strategic Tr | US DIVIDEND EQ | $633,937 | 22,673 | 1.52% | 0.7% |
| 25 | Zoetis Inc | CL A | $572,488 | 3,477 | 1.37% | 0.63% |
Top 25 of 34 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 64 | $20.6M | 22.7% |
| High net worth individuals | 22 | $69.9M | 77.2% |
| Corporations and other businesses | 1 | $74.3K | 0.08% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Syed Rizvi | Cco | May 2006 (20y) | ≈ 56.25% – 100% via Rizvi & Mathes, Llc | |
| Peter H Mataras | Registered representative | Jan 2026 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Rizvi & Mathes, Llc | Member | Apr 2022 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Syed Rizvi: 75% – 100% of Rizvi & Mathes, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/18/2026 | 1.15 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $90.6M (100% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 18, 2026.
View current Form ADV (SEC/IAPD) ↗