Barton Investment Management, Llc
- Regulatory AUM
- $985M
- Discretionary
- $985M
- Clients
- 94
- Avg AUM / client
- $10.5M
- Accounts
- 263
- Employees
- 7
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 02, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 20 | $9.1M | 0.92% |
| High net worth individuals | 73 | $968M | 98.3% |
| Other | 1 | $8.0M | 0.81% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| John Barton Riley | Managing Member / President | CFA | May 2006 (20y) | 50% – 75% |
| Henry Barton Riley | Co Founder/Member | CFA | Jun 2006 (20y) | 25% – 50% |
| Janna Martinelli Forte | Chief Compliance Officer | Oct 2016 (10y) | Less than 5% | |
| Peter Connable Shouvlin | Registered representative | Jan 2018 (9y) | ||
| James Mccall Tatlow | Registered representative | Mar 2020 (6y) | ||
| Michael Donald Jones | Registered representative | CFA | Jun 2024 (2y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/02/2026 | 911 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • PORTFOLIO MONITORING FEES
Services
- • Portfolio management for individuals/small businesses
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $940M (95% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 02, 2026.
View current Form ADV (SEC/IAPD) ↗