Galloway Asset Management Llc
- Regulatory AUM
- $17.9M
- Discretionary
- $17.9M
- Clients
- 74
- Avg AUM / client
- $242K
- Accounts
- 76
- Employees
- 31
AUM over time
Annual snapshots from Form ADV filings · as of Jun 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 74 | $17.9M | 100.0% |
People (26)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Michael Jeffrey Galloway | Chief Executive Officer / Chief Compliance Officer (10/2023) | Jan 2005 (22y) | ≈ 56.25% – 100% via Public Safety Financial, Llc | |
| Magdalena Eberhardt | Chief Operations Officer | Feb 2007 (20y) | Less than 5% | |
| Todd G Thomas | National Vice President | Dec 2015 (11y) | Less than 5% | |
| Christopher Alan Hoerchler | Registered representative | Jul 2008 (18y) | ||
| Cody Ron Carmichael | Registered representative | Feb 2013 (13y) | ||
| Shane Michael Knoll | Registered representative | Oct 2013 (13y) | ||
| Brian Craig Delfs | Registered representative | May 2014 (12y) | ||
| Joe Henry Connell | Registered representative | Jan 2015 (12y) | ||
| Tyler Jacob Allen | Registered representative | Mar 2015 (11y) | ||
| Matthew Allen Rogers | Registered representative | May 2015 (11y) | ||
| Casey Adam Johnston | Registered representative | May 2015 (11y) | ||
| Drew Allyse Griffith | Registered representative | Jun 2015 (11y) | ||
| Steven Boyd Wheeler | Registered representative | Jul 2015 (11y) | ||
| Jordan Leigh Andrews | Registered representative | Nov 2015 (11y) | ||
| Christopher Alan De Chant | Registered representative | Jul 2016 (10y) | ||
| William Lyall | Registered representative | Jul 2017 (9y) | ||
| Andrea Lenore Alley | Registered representative | CFP | Feb 2019 (7y) | |
| Mark Clifford Ewings | Registered representative | Feb 2021 (5y) | ||
| Shane Christopher Conway | Registered representative | Apr 2023 (3y) | ||
| Andrew Jordan Evans | Registered representative | May 2023 (3y) | ||
| Craig Halver | Registered representative | Sep 2023 (3y) | ||
| John T Henderson | Registered representative | CFP | Oct 2023 (3y) | |
| Brian Dean Jutting | Registered representative | CFP | Aug 2024 (2y) | |
| Elyssa Nicole Selvidge | Registered representative | CFP | Oct 2025 (1y) | |
| Bryan Ness Jeffries | Registered representative | Feb 2026 (0y) | ||
| Johnny Ray Hernandez | Registered representative | Apr 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Public Safety Financial, Llc | Owner | May 2009 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Michael Jeffrey Galloway: 75% – 100% of Public Safety Financial, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/26/2026 | 1.14 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Other fees
- • PROVIDING EDUCATIONAL SEMINARS AND FINANCIAL/BENEFIT CONSULTING
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $928M (98% of AUM) Feb 2026
- Pershing $17.9M (100% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 26, 2026.
View current Form ADV (SEC/IAPD) ↗