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Wealth Manager · Small ($100M–$1B)
CRD 141238
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ADV data as of Jan 05, 2026
- Regulatory AUM
- $580M
- Discretionary
- $580M
- Clients
- 2,731
- Avg AUM / client
- $213K
- Accounts
- 2,444
- Employees
- 92
AUM over time
$58.9M
$586M
Jun 30, 2016
Jan 5, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Jan 05, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 2,416 | $580M | 100.0% |
| High net worth individuals | 306 | — | — |
| Pension and profit sharing plans | 9 | — | — |
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 05, 2026.