Compass Investments Llc
- Regulatory AUM
- $93.2M
- Discretionary
- $93.2M
- Clients
- 176
- Avg AUM / client
- $529K
- Accounts
- 418
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 20, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 150 | $38.1M | 40.9% |
| High net worth individuals | 26 | $54.6M | 58.6% |
| Charitable organizations | Fewer than 5 clients | $258K | 0.28% |
| Corporations and other businesses | Fewer than 5 clients | $188K | 0.2% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Olivia Sue Knecht | Principal | Mar 2021 (5y) | 75% or more | |
| Oakes, Ryan, Christopher | Chief Compliance Officer | Apr 2023 (3y) | Less than 5% | |
| Dennis Donald Criteser | Registered representative | Jan 2026 (1y) | ||
| Glen Edwin Rolofson | Registered representative | Jan 2026 (1y) | ||
| Pegler Jane Swift | Registered representative | Chartered Financial Consultant | Jan 2026 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/20/2026 | 960 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $93.2M (100% of AUM) Mar 2026
- Fidelity Brokerage Services $84.9M (52% of AUM) Jan 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 20, 2026.
View current Form ADV (SEC/IAPD) ↗