Oak Family Advisors, Llc
- Regulatory AUM
- $621M
- Discretionary
- $526M
- Clients
- 203
- Avg AUM / client
- $3.1M
- Accounts
- 853
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 11, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 72 | $20.0M | 3.22% |
| High net worth individuals | 128 | $553M | 89.0% |
| Charitable organizations | 1 | $46.0M | 7.41% |
| Corporations and other businesses | 2 | $2.0M | 0.32% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| John Henry Fitzpatrick | Non Executive Chairman | Aug 2010 (16y) | 75% or more | |
| Terrence Scott Wilson | Chief Executive Officer | CFA | Dec 2011 (15y) | Less than 5% |
| Kathleen Ann Helminski | Chief Compliance Officer | Jan 2014 (13y) | Less than 5% | |
| Charles Melcher Sloan | President | CFA | Apr 2016 (10y) | Less than 5% |
| William Elliot Driscoll | Director Of Research | CFP CFA | Oct 2019 (7y) | Less than 5% |
| Frances Elizabeth Tuite | Chief Investment Officer | CFA | Jul 2021 (5y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Oak Family Holdings, Llc | Manager | Aug 2010 | A | 75% or more |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/11/2026 | 905 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $493M (79% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 11, 2026.
View current Form ADV (SEC/IAPD) ↗