AUMdb

The Financial Team, Inc.

State-registered Investment Adviser CRD 141355 · Carlsbad, CA · WWW.FACEBOOK.COM
☆ Save with Pro ADV data as of Feb 18, 2026
Regulatory AUM
Discretionary
Clients
Avg AUM / client
Accounts
Employees
2

People (2)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Maureen Linda Verduyn Registered representative CFP Dec 2006 (20y)
Nicholas J Gardner Registered representative CFP Oct 2014 (12y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 02/18/2026 996 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees
  • Performance-based fees
  • Other fees
  • 3RD PARTY MARKETER/SOLICITOR FEES FROM PROGRAM PROVIDERS

Services

  • Financial planning services
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other services

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 18, 2026.

View current Form ADV (SEC/IAPD) ↗