Agnello Financial Group, Inc.
- Regulatory AUM
- $379M
- Discretionary
- $0
- Clients
- 173
- Avg AUM / client
- $2.2M
- Accounts
- 465
- Employees
- 4
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 17, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 113 | $57.8M | 15.3% |
| High net worth individuals | 56 | $303M | 80.0% |
| Charitable organizations | 4 | $17.7M | 4.68% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Michael Henry Agnello | President, Chief Compliance Officer | CFP | May 1988 (38y) | 50% – 75% |
| Agnello, Milissa, Lyne | Secretary/Treasurer | Apr 1991 (35y) | 50% – 75% | |
| Dean Gregory Ringdahl | Registered representative | CFP | Sep 2007 (19y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/17/2026 | 1.12 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: AGNELLO FINANCIAL GROUP, INC. FAILED TO COMPLY WITH THE CUSTODY REQUIREMENTS FOR INVESTMENT ADVISORS. Status: Final Sanction Detail: DATE PAID 12/21/2015 Summary: ALL MATTERS HAVE BEEN CORRECTED.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Other services
Custody
Reported custodians
- Pershing $378M (100% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 17, 2026.
View current Form ADV (SEC/IAPD) ↗