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Wealth Manager · Small ($100M–$1B)
CRD 141570
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ADV data as of Feb 03, 2025
- Regulatory AUM
- $158M
- Discretionary
- $158M
- Clients
- 56
- Avg AUM / client
- $2.8M
- Accounts
- 185
- Employees
- 2
AUM over time
$141M
$248M
Feb 11, 2022
Feb 3, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 03, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 28 | $17.4M | 11.0% |
| High net worth individuals | 27 | $129M | 81.2% |
| Pooled investment vehicles (non-investment companies) | 1 | $12.4M | 7.8% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $136M (86% of AUM) Feb 2025
- Interactive Brokers $67.7M (27% of AUM) Feb 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 03, 2025.