AUMdb
TS

Third Stage Investment Group, Llc

SEC-registered Investment Adviser · Boutique (under $100M) CRD 141951 · SEC file 801-67208 · Bellevue, WA
☆ Save with Pro ADV data as of Mar 24, 2026
Regulatory AUM
$0
Discretionary
$0
Clients
0
Avg AUM / client
Accounts
0
Employees
3

AUM over time

$0 $0
Mar 29, 2012 Mar 24, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 24, 2026

Who they serve

Client typeClientsAUM% of AUM

People (3)

NameRole / titleCredentialsWith firm sinceOwnership
Miller, Mark, Ernest Chief Compliance Officer, Coo, Managing Member Sep 2006 (20y) 5% – 10%
Layardliesching, Ronald, George Chairman, Cio Nov 2007 (19y) 50% – 75%
Wysocka, Jolanta, Margaret Ceo Aug 2008 (18y) 10% – 25%

Undisclosed: 0% – 35% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/24/2026 924 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for businesses/institutional clients

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2026.

View current Form ADV (SEC/IAPD) ↗