AUMdb
ER

Everglades Resources, Inc.

State-registered Wealth Manager · Boutique (under $100M) CRD 142020 ·
☆ Save with Pro ADV data as of Mar 07, 2026
Regulatory AUM
$31.4M
Discretionary
$31.4M
Clients
52
Avg AUM / client
$604K
Accounts
65
Employees
1

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 34 $4.3M 13.8%
High net worth individuals 17 $21.2M 67.4%
Pooled investment vehicles (non-investment companies) 1 $5.9M 18.8%

People (1)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Steven Henry Busch Registered representative Apr 2002 (24y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/07/2026 1.32 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.

How they charge

  • Percentage of assets under management
  • Performance-based fees
  • Other fees
  • PROJECT FEES FOR RESEARCH

Services

  • Portfolio management for individuals/small businesses
  • Portfolio management for pooled investment vehicles
  • Other services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 07, 2026.

View current Form ADV (SEC/IAPD) ↗