TF
Turner Financial Services, Inc.
State-registered
Investment Adviser
CRD 142128
· SEC file 801-67256
·
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ADV data as of Jul 05, 2019
- Regulatory AUM
- —
- Discretionary
- —
- Clients
- 31
- Avg AUM / client
- —
- Accounts
- —
- Employees
- 2
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 31 | $0 | — |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Bretones, Dian, Marie | Chief Compliance Officer, Secretary, Treasurer | Sep 2006 (20y) | Less than 5% | |
| Turner, Allen, Clifford | President | Sep 2006 (20y) | 50% – 75% | |
| Turner, Marie, Erwin | Shareholder | Sep 2006 (20y) | 50% – 75% |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/05/2019 | 961 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Other fees
- • PERCENTAGE OF ASSETS UNDER ADVISEMENT
Services
- • Financial planning services
- • Pension consulting services
- • Publication of periodicals or newsletters
- • Other services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 05, 2019.
View current Form ADV (SEC/IAPD) ↗